- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will… more
- Charles Schwab (Westlake, TX)
- …Testing, Reg YY. * Demonstrated detailed knowledge of finance and knowledge of liquidity risk management at a broker dealer. * Regulatory financial ... liquidity and funding planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory… more
- Bank of America (Plano, TX)
- …**Skills:** + Adaptability + Analytical Thinking + Influence + Production Support + Risk Management + Automation + Collaboration + Innovative Thinking + Result ... Production Services Specialist II Plano, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through… more
- City National Bank (Dallas, TX)
- …for direct exposure to executive management . * Working knowledge of risk management and/or internal control techniques of investment operations, broker ... effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the effectiveness of operations of the...focus * Assists with the development of the annual risk assessment and audit plan * Leads and performs… more
- Regions Bank (Dallas, TX)
- …manages and maintains contractual obligations in the context of Regions Third Party Risk Management + Manages a small team of professionals responsible for ... investor and developers' needs + Serves as the primary point of contact for risk management partners, including credit officers, internal audit, and credit … more
- Wells Fargo (Addison, TX)
- …or Commissioned Bank Examiner designation + Experience in portfolio management , investment strategy, broker /dealer operations, wealth management , ... Wells Fargo is seeking a Senior Auditor on the Wealth and Investment Management (WIM) Audit Team providing coverage for Banking, Lending & Trust, Wells Fargo… more
- JPMorgan Chase (Fort Worth, TX)
- …meet their financial needs. As a Market Director of Wealth in JP Morgan Wealth Management , you will create a culture of excellence and an environment that meets a ... our customer obsessed culture. We make it easy to bank and invest when, where and how our customers...promote Advisors + Drive integration with partners from Branch Management , Business Banking and Home Lending to give our… more
- Broadridge Financial Solutions (Coppell, TX)
- …Fintech leader, delivering technology-driven solutions that drive digital transformation for banks , broker -dealers, asset and wealth managers and public ... alter or impact our PKI Infrastructure or processes. + Support all domain management tasks, procurements, transfers, and domain record updates. + Bring maturity to… more
- Deloitte (Dallas, TX)
- …from every sector of the industry, including investment managers, broker -dealers, banks , insurance companies, mutual funds, investment partnerships, ... and taxation to provide tax compliance and consulting services to investment management clients. You will identify complex tax issues and provide tax analysis… more
- Broadridge Financial Solutions (Coppell, TX)
- …to IT systems, cloud environments, or security controls. + Basic knowledge of risk management or audit processes. Compensation Range: The salary range for ... Fintech leader, delivering technology-driven solutions that drive digital transformation for banks , broker -dealers, asset and wealth managers and public… more
- Charles Schwab (Westlake, TX)
- …business partners, stakeholders, and subject matter experts (eg, liquidity, capital management , credit, interest rate risk , stress testing, controllers, 2 ... be in San Francisco, Lone Tree, Chicago, or Westlake. Management responsibility for two to five direct reports. **Key...forecasting and managing bank holding company capital, bank subsidiary capital, and broker -dealer net capital… more
- Advancial (Dallas, TX)
- …and recommendations as needed. Oversees and completes Federal Home Loan Bank and Federal Reserve reporting requirements within the required timelines Manages ... or recommendations as needed. Manages, evaluates and maintains investment broker requirements, including background checks and approvals. Present any challenging… more