- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... the current compensation paid in their geography and the market for similar roles at the time of hire....portfolio of benefits to its employees. **Role Description** SMBC Capital Markets , Inc. (CM) is a derivatives… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... coordinate the delivery of complex technology initiatives across our Capital Markets domain. This role is pivotal...Markets , with strong understanding of trading, risk, and regulatory environments. + 3+ years of experience as a… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America,...knowledge of **financial products** , **risk management** , and ** regulatory reporting ** (eg, BCBS 239, RWA, CCAR,… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Experience in banking or the financial industry, preferably in regulatory reporting or credit analysis area. +… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.). more
- TD Bank (Charlotte, NC)
- … & Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. ... point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital...+ Invests the Bank's surplus cash in appropriate money market instruments + Buys options to protect against adverse… more
- US Bank (Charlotte, NC)
- … Capital team within Corporate Treasury is responsible for the implementation and reporting of regulatory capital related to counterparty credit risk for ... experienced financial analyst to help oversee the accuracy and timeliness of regulatory reporting requirements, perform data analysis to understand drivers and… more
- Wells Fargo (Charlotte, NC)
- … Markets Operations, and related processes + Knowledgeable of Regulatory Position and/or Transaction Reporting processes, Qualified Financial Contract Record ... you. **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist to join...wellsfargojobs.com. This role plays a critical part in supporting regulatory reporting controls and capability testing while… more
- Truist (Charlotte, NC)
- …cloud provider (AWS, Azure, Google, Oracle) + Knowledge of and experience with the Capital Markets Regulatory Environment - (SEC, FINRA, CFTC, NFA, FED) ... tracking and reporting of budgets, headcount, and resource allocations across Capital Markets Technology teams. + Contribute to project governance routines… more
- Wells Fargo (Charlotte, NC)
- …of Left Lead transactions in the institutional loan and high yield capital markets + Review strategies for clients, analyze market data, and manage the ... **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and services. A trusted partner to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Associate within the Interest Rate Derivatives team as a part of Corporate Investment ... of procedures + Provide information to managers and the Capital Markets Middle Office + The role...trading profit/loss reporting , analysis and attribution, risk reporting , curve construction, and regulatory reporting… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Capital Markets Accountant to support the Investment Banking and Capital Markets Group Controller ... work and approvals + Prepare and / or review various judgmental SEC and Regulatory Reporting submissions to ensure the completeness and accuracy of material… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Commodities team as a part of Corporate Investment Banking ... in formal system and desk procedures **Required Qualifications:** + 2+ years of Capital Markets industry experience, or equivalent demonstrated through one or a… more
- Capital One (Charlotte, NC)
- …Commercial Real Estate, Healthcare, Financial Institutions, Municipal Finance, Counterparty Credit, Capital Markets , Leveraged Lending and Special Assets. The ... Senior Director, Commercial Credit Review Capital One's Credit Review organization is a third...experience in underwriting, workout, risk management, credit review or regulatory **Preferred Qualifications:** + Master's degree + Certified Financial… more
- Bank of America (Charlotte, NC)
- …+ Understanding of money laundering and sanctions risks in trading and capital markets , including risks arising from third-party intermediaries, client ... products. + Awareness of financial crime risks specific to markets activities, such as market abuse, insider...II, Dodd-Frank, FATF, and local AML/CTF requirements applicable to capital markets . + Conceptual understanding of surveillance… more
- City National Bank (Charlotte, NC)
- *Portfolio Manager I - Middle Market * * Charlotte, NC. **In Office 4 Days a week** * WHAT IS THE OPPORTUNITY? The Portfolio Manager is part of the *Middle Market ... the origination of new credits. Primary responsibilities include: * *Serve middle market clients - typically privately held companies with annual revenues ranging… more
- Truist (Charlotte, NC)
- …the following job description:** Leads a team of Branch, ATM, and Office market planners and specialists responsible for translating strategy into action plans at ... the local market level for Truist's office and retail real estate...and BAU network management governance routines (lease renewal and capital expenditure processes). * Manage tracking and communication of… more
- USAA (Charlotte, NC)
- …ongoing financial strength. Communicates capital and liquidity analysis and reporting to governance committees, senior management, regulatory bodies and the ... contingency funding plans. + Independently assesses and communicates complex regulatory capital and liquidity rules. + Conducts...Capital Plans and Contingency Funding Plans and associated capital and liquidity metrics for reporting to… more
