- SMBC (Charlotte, NC)
- …Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management ... IT FCO serves as a trusted advisor to the CM Nikko Chief Information Officer and their teams, driving a culture of accountability and control excellence. **Role… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... assigned areas of the compliance program covering US Mortgage Banking including monitoring business...program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based Lending ... portfolio by maintaining proper balance among quality, profitability and compliance . Partner with Asset Based Lending segment leadership to...change from time to time. 1. Serve as a senior credit risk officer for large and… more
- University of North Carolina at Charlotte (Charlotte, NC)
- …12 Essential Duties and Responsibilities: Strategic Leadership and Guidance. The Senior Business Officer provides division-level leadership and advisory support ... Provost for Academic Budget. Human Resources Operational Expertise and Coverage The Senior Business Officer has full operational knowledge of human resources… more
- City National Bank (Charlotte, NC)
- *INTERNAL CONTROLS OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective oversight of the ... and execution rigor to significant operational risk remediation activities. The Senior Officer is responsible for challenging the quality, sufficiency,… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within...As one of the lead contacts for Equitable Advisors' senior management on all compliance matters, the… more
- KeyBank (Charlotte, NC)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...collaborative relationships with all lines of business, mid to senior level management, other internal clients and peers, and… more
- Coinbase (Charlotte, NC)
- …be doing (ie. job duties):* * Serve as trusted partner to the Chief Compliance Officer , driving strategic and operational alignment across the Compliance ... Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling the… more
- US Bank (Charlotte, NC)
- …trusteed IRA, ERISA trustee, administrative agency, and trust reporting. The WCIB Chief Fiduciary Officer is a named officer for each of the fiduciary trust ... affiliated entities, including its registered investment advisors. The WCIB Chief Fiduciary Officer will manage a team of risk professionals and regularly interact… more
- Bank of America (Charlotte, NC)
- Sr. Information Security Officer - Generative Artificial Intelligence Chicago, Illinois;Jersey City, New Jersey; Charlotte, North Carolina; Denver, Colorado **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Sr-Information-Security- Officer Generative-Artificial-Intelligence\_25035789) **Job Description:** At Bank of America, we… more
- University of North Carolina at Charlotte (Charlotte, NC)
- …- Full-time Months Per Year: 12 Essential Duties and Responsibilities: The Business Officer , Graduate and Undergraduate Education (BO- GUE ) is a senior , ... university's academic mission. Strategic Leadership & Financial Management The Business Officer is the executive-level leader for the strategic and long-range… more
- Bank of America (Charlotte, NC)
- Sr. Business Information Security Officer Chicago, Illinois;Washington, District of Columbia; Charlotte, North Carolina; Denver, Colorado **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Sr-Business-Information-Security- Officer \_25037934) **Job Description:** At Bank of America, we are… more
- Huntington National Bank (Charlotte, NC)
- Description The Regional Banking Business Risk Officer Senior plays a key role in the delivery of risk strategy and execution for Huntington's Regional Bank, ... + Communicate risk-related information to all relevant stakeholders, including senior management, initiative leaders and compliance /legal partners. +… more
- Wells Fargo (Charlotte, NC)
- …**About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within Equities Trade Surveillance. The Corporate & Investment Banking (CIB) ... of trade surveillance controls in Rates, while escalating potential issues to Senior Management. Crucial to this role is extensive product knowledge, and potentially… more
- Community Hospital Corporation (Charlotte, NC)
- The Chief Nursing Officer (CNO) at Carolinas ContinueCARE Hospital at Pineville in Charlotte, North Carolina is responsible for the day-to-day operations of the ... of the 40 bed Long Term Acute Care Hospital (LTACH) while ensuring compliance with the hospital's mission, vision, values, goals, strategic direction, and applicable… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Operational Risk Management Programs Risk Officer II-Fraud is a senior subject matter expert responsible for ... by fostering rigor and discipline focused on risk and compliance awareness, ethical business practices, transparency and escalation. **Qualifications** **Required… more
- Truist (Charlotte, NC)
- …to execute on technology risk oversight activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior ... effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the ECFs; 2. Strategic Alignment-… more
- Truist (Charlotte, NC)
- …and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 4. Strong leadership and ... and analytic abilities. 7. Ability to provide effective challenge to senior levels of leadership. 8. Demonstrated proficiency in basic computer applications,… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory team, you...Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain.… more
