- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management ... be essential in ensuring effective risk management, robust processes and controls , strong oversight, and operational resilience. Responsibilities: + Risk Management:… more
- USAA (Charlotte, NC)
- …and filing, document governance , risk control self-assessments, procedure governance , control design, new product controls , Company or Staff ... to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and… more
- PNC (Charlotte, NC)
- …an opportunity to contribute to the company's success. As an AML Sanctions Advisor within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent ... a centralized advisory team responsible for setting enterprise-wide KYC/CDD requirements and governance framework as well as providing guidance and support to PNC… more
- Truist (Charlotte, NC)
- … control environment. 10. Provide direction and guidance in the development of controls and governance mechanisms within the BU. 11. Execute, facilitate and ... review the following job description:** The Business Unit Risk Advisor II role, advising the retail broker dealer business,...Business Unit leadership in its management of risks and controls as well as its execution of risk program… more
- Truist (Charlotte, NC)
- … control environment. + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...the Business Unit and BURM. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- Truist (Charlotte, NC)
- … control environment + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...within the Technology Business Unit. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... impactful. **The Opportunity** As a dedicated Technical Risk & Compliance Advisor , you will provided independent second-line oversight, effective challenge, and… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... USAA is seeking an **IT/Info Security Risk Management & Governance Executive** who needs to have expertise in **Risk..._** The successful candidate will serve as a key advisor responsible for recognizing and reporting Information Technology (IT)… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... career and join us as a **Risk and Compliance Advisor I** ! In this role, you'll help protect...business and technical teams to assess cybersecurity risks, evaluate control effectiveness, and support the development of risk mitigation… more
- TD Bank (Charlotte, NC)
- …implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects Supports the Wealth Compliance ... adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + **Delivering… more
- Truist (Charlotte, NC)
- …oversight and governance to the assigned business unit regarding its control environment. + Support the business in the development of Key Performance Indicators ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...requirements (eg, RCSA, KRIs, etc.). Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more