- Regions Bank (Charlotte, NC)
- …for improvement remain + Lead the development and execution of the Consumer Fair Lending oversight program including risk management, continuous improvement ... Communication skills + Time management skills **Additional Job Description:** _The Consumer Fair Lending Function Manager is responsible for overseeing and… more
- KeyBank (Charlotte, NC)
- …related laws and regulations. The primary focus of this role will be commercial lending compliance oversight , optimally with a focus on commercial default, ... professional experience. Demonstrated knowledge of the regulatory requirements related to lending compliance , specific to commercial and/or consumer … more
- TD Bank (Charlotte, NC)
- …oversight and support to TD Bank's compliance and business units related to fair lending and UDAAP for all consumer and commercial products. The role will ... **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight ...strong understanding of the ABC regulations in addition to fair lending and UDAAP. An individual who… more
- TD Bank (Charlotte, NC)
- …This includes examining complaint data for the identification of potential violations of fair lending , Unfair and Deceptive Acts and Practices ("UDAAP"), and ... Banking Compliance team is seeking an experienced compliance professional to assist with complaint oversight ...The ideal candidate will have a strong understanding of fair lending , UDAAP and ABC regulations (FHA,… more
- Regions Bank (Charlotte, NC)
- …of business ie Credit Products, Commercial, etc. **Primary Responsibilities** + Conducts compliance reviews and provides oversight of legal entities, business ... This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for...Consumer Real Estate Lending . Consumer Real Estate Lending operational and compliance risk knowledges preferred.… more
- TD Bank (Charlotte, NC)
- …Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Compliance **Job Description:** The Compliance Director Business Oversight , Consumer Deposits, Digital and Marketing ... and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate… more
- US Bank (Charlotte, NC)
- …risk qualitative reviews and assessments for models used across the Company, evaluating compliance with fair lending laws and regulations, assessing inputs ... and best practices to evaluate the Company's models for fair lending and responsible banking risk, ensuring...oversight for the inventory of models subject to fair and responsible bank review and assessment and collaborate… more
- KeyBank (Charlotte, NC)
- … risk outside its desired risk appetite. Candidate will work with the FARB teams ( Fair Lending , CRA, UDAAP & Complaints) to assess the results of any loan ... Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second...school experience; at least 2+ years specifically focused on fair lending analytics design, build and use.… more
- City National Bank (Charlotte, NC)
- …change management, policies and procedures, training, and advisory matters for mortgage lending compliance . This role is responsible for directly managing ... Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.)....Bachelor's Degree or equivalent * Minimum 7 years of lending , compliance , and regulatory reporting. * Minimum… more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $68,640 - $102,960 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... and/or partners + Originates loan applications, handles Conditions of Lending and conducts loan closings + Maintains an active...store in the execution of advice plan/objectives + Provides oversight of store premises and ensures the customer and… more
- Regions Bank (Charlotte, NC)
- …and design cross-functional processes across teams to grow Regions' home lending platforms. The incumbent will be expected to drive customer harvesting ... Enablement (Incubation Task Force) program designed to maximize Regions' home lending (First Mortgage, Home Equity, and Home Improvement Finance Installment loan)… more
- US Bank (Charlotte, NC)
- …for the oversight of credit risk. Achieves credit performance and lending risk profiles in comparison with peer lenders, external Agency Investor requirements, ... policies and procedures for specified business channels to ensure compliance with various regulatory, investor, government and corporate requirements. Communicates… more
- PNC (Charlotte, NC)
- …to the company's success. As a Product Manager Lead within PNC's Retail Lending organization, you will be based in Pittsburgh or Philadelphia PA, Cleveland OH, ... as a senior Data & Transformation lead within Retail Lending Card Modernization organization. In this role, you will...governance, lines of defense and risk standards * Provide oversight to ensure legacy coexistence and phased adoption are… more
- Truist (Charlotte, NC)
- …of LOB financial results 7. Assess accounting impacts of business changes 8. Oversight of the internal control structure over processes specific to the LOB that ... financial risk 11. Provides support for LOB information enhancement initiatives 12. Oversight and review of SEC and Regulatory disclosures and financial filings to… more
- US Bank (Charlotte, NC)
- …+ Strong Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance , Lending , Operations, Trust, Treasury, Merchant Acquiring, Credit Cards ... **Job Description** The Corporate Audit Services (CAS) Senior Auditor works with limited oversight to support execution of audit engagements and other projects in a… more
- US Bank (Charlotte, NC)
- …and Investment Services business lines, and centralized support for commercial lending , electronic payments, print, cash and check services, and call center ... audit staff in the completion of audit engagements, issue validations, and oversight of project tasks across Wealth Management, Investment Advisory and Trust… more
- US Bank (Charlotte, NC)
- …of relevant financial service industry knowledge (eg, Credit, Models, Regulatory Compliance , Lending , Operations, Trust, Treasury, Merchant Acquiring, Credit ... projects related to the development and implementation of governance and oversight processes. + Supporting the department's change management processes, including… more
- Capital One (Charlotte, NC)
- …Financial Institutions, Municipal Finance, Counterparty Credit, Capital Markets, Leveraged Lending and Special Assets. The Senior Director will lead efforts ... effectiveness of borrower monitoring and accuracy of risk ratings + Providing supervisory oversight to Targeted Reviews to assess key risks in a given portfolio or… more