- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio of governance ... high-risk business or functional area and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a technical lead on… more
- Wells Fargo (Charlotte, NC)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a **Senior Control Management Specialist ** to support our Unsecured Lending Operations group. This ... position, sitting within Chief Operating Office's Control Management group, will be accountable for identifying, assessing, and effectively mitigating the risks for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit within Wealth & Investment ... and resolution of issues + Supervise specific sales activities on behalf of retail branch managers such as Annuities and Insurance + Monitor sales activities using… more
- First Horizon Bank (Charlotte, NC)
- …seeking a meticulous and process-driven Marketing Quality Assurance (QA) & Process Specialist to take ownership of quality control and operational consistency ... in marketing QA, marketing operations, or digital marketing with a focus on quality control and governance + Experience with marketing automation, web and CRM… more
- TD Bank (Charlotte, NC)
- …and individual circumstances._ **Job Description Summary:** The Business Insights Specialist is responsible for conducting analyses on curated and/or aggregated ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more
- Truist (Charlotte, NC)
- …and best practices for the Bank regarding design and structure of control frameworks. + Develop data testing procedures and templates for various Regulatory ... Represent the Data Assessment Director at enterprise-level projects relating to data governance or quality assurance, as appropriate. + Complete second level review… more
- Truist (Charlotte, NC)
- …and best practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various Regulatory ... the Data Assessment Director at enterprise-level projects relating to data governance or quality assurance, as appropriate. 14. Complete second level review… more
- TD Bank (Charlotte, NC)
- …will be working on the enterprise capital reporting efficiency effort for the US Retail Segment and supports the implementation of regulatory changes for the US ... Retail Segment and US Legal Entities (ie, Basel III...field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders… more
- TD Bank (Charlotte, NC)
- …assesses potential impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency in the application ... the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth Management Services, Inc… more
- TD Bank (Charlotte, NC)
- …involving the recommendation or sale of non-deposit investment products (NDIP) to retail bank customers is preferred.** + **Relevant certifications preferred such as ... Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** + **Familiarity with Office of the Comptroller of… more
- Wells Fargo (Charlotte, NC)
- …experience. Drive ongoing refinement based on learnings. Use the guidelines as a control to drive consistent content and alignment to CSBB brand experience. + Be ... and action on key topics. + Collaborate with functional, technical, or specialist partners to understand communication specification and presentment needs as they… more
- Bank of America (Charlotte, NC)
- …Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input ... or alternative investments/large portfolio management + Knowledge related to retail and/or institutional brokerage products and services and applicable compliance… more