- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring, analyzing, and escalating matters of regulatory or legal ... developed and implemented within statutory timeframes utilizing sound and current compliance industry standards and practices. Responsible for the review and… more
- Bank of America (Charlotte, NC)
- Financial Crimes Manager -...Regulatory Knowledge + High Risk Activities & Typologies + Financial Crimes Compliance Risk Principles ... litigation and key influencers to identify and mitigate emerging risks + Escalates financial crimes related compliance and operational risks and issues… more
- American Express (Charlotte, NC)
- … across our lines of business. The team will work in coordination with the Global Financial Crimes Compliance (GFCC) team within the Global Risk & ... **Team Description** The newly created first line of defense Financial Crimes Risk & Controls center of...Compliance organization. **Job Responsibilities** The Senior Manager , Financial Crime Risk & Controls Transformation… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina; Atlanta, Georgia **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global- Financial - Crimes - Manager Enterprise-Monitoring Testing-Program\_25020659) **Job Description:**… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of… more
- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... Project management and problem management processes experience 5. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist… more
- City National Bank (Charlotte, NC)
- …with quality control, audit or compliance testing is preferred. * Support Financial Crimes Model Risk Management compliance , including model testing, ... * FINANCIAL CRIMES ANALYST SENIOR I* WHAT...BSA/OFAC specific role (such as those involving KYC, EDD, financial crime investigations, compliance ) at a … more
- ManpowerGroup (Charlotte, NC)
- Our client, a leader in the financial industry, is seeking a Business Execution Consultant 4 - Contingent to join their team. As a Business Execution Consultant 4 - ... situations by applying a thorough understanding of policies, procedures, and compliance requirements to meet project deliverables. + Strategically collaborate and… more
- TD Bank (Charlotte, NC)
- …of Business:** Governance & Control **Job Description:** The Business Control Senior Manager coordinates all audits and examinations at TDAF by internal and external ... control issues for the company. Further, Anti-Money Laundering and Bank Secrecy Act compliance implementation and monitoring will be led by this position. **Depth &… more
- Bank of America (Charlotte, NC)
- …risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... GFC Manager - Global Markets Charlotte, North Carolina;Atlanta, Georgia;...influencers to identify and mitigate emerging risks + Escalates financial crimes related compliance and… more
- Bank of America (Charlotte, NC)
- …risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... GFC Manager - Correspondent Banking Charlotte, North Carolina;Atlanta, Georgia;...influencers to identify and mitigate emerging risks + Escalates financial crimes related compliance and… more
- Coinbase (Charlotte, NC)
- …making decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for… more
- Bank of America (Charlotte, NC)
- …risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... GFC Manager ; Trade-Based Money Laundering Charlotte, North Carolina;Atlanta, Georgia;...influencers to identify and mitigate emerging risks + Escalates financial crimes related compliance and… more
- Coinbase (Charlotte, NC)
- …*Nice to haves:* * Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet… more
- Bank of America (Charlotte, NC)
- …and acting as the liaison to Law Enforcement as required. TheGlobal Financial Crimes Compliance (GFCC) Investigator performsend-to-end investigations across ... + Trading & Transaction Patterns (inc. Transaction Monitoring) + Financial Crimes Compliance Risk Principles...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... Wells Fargo is seeking a Capital Markets Middle Office Manager in FCM Clearing Operations as a part of...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ),… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Lead Financial Advisory Management Trainee in Wealth and Investment Management...Investment Management as part of the Wells Fargo Advisors' Manager Leadership Program (MLP). The MLP is intended to… more
- Wells Fargo (Davidson, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... growth by building, maintaining, and hiring a robust cross channel pipeline of Financial Advisors. The Branch Complex Senior Manager will build trust and… more
- Motion Recruitment Partners (Charlotte, NC)
- …Company is looking for a Project Manager with experience in Risk Management/ Financial Crimes , AML and BSA programs in Charlotte, NC (onsite). Work with ... Project Manager CHARLOTTE, North Carolina **Hybrid** Contract $53.09/hr -...knowledge of risk management practices, with specific experience in Financial Crimes , AML, and BSA programs. +… more
- US Bank (Charlotte, NC)
- …quality within the Enterprise Financial Crimes Compliance (EFCC) Financial Intelligence Unit (FIU). The manager will serve as a subject-matter expert ... compliance /risk initiatives in a large, complex, highly regulated financial institution (or relevant risk/ compliance experience) - Proficiency with… more