- Principal Financial Group (Charlotte, NC)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- Ace Hardware (Conover, NC)
- …satisfied and engaged workforce is consistently achieved (20%). **Financial and Risk Oversight :** Oversees the financial performance of the organizations ... in order of priority with projected time allocation are:** ** Business Operations Oversight :** Oversees and manages the...to ensure profitability goals are achieved and company-wide risk is managed and mitigated (15%). **Brand Ambassador** :… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- Truist (Charlotte, NC)
- …the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you ... risk and manage teammates to execute on technology risk oversight activities and grow their professional...availability. Assessments should leverage agreed upon metrics produced by Business Unit Risk Management (BURM) /first line… more
- USAA (Charlotte, NC)
- …line of business . Provide risk management and governance leadership, operational direction and operational oversight of Information Security, ... with senior business leaders across the enterprise to sustain oversight of the **second line risk role.** Actively engages line of business leaders to… more
- TD Bank (Charlotte, NC)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- TD Bank (Charlotte, NC)
- …of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate functions including, ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more
- Bank of America (Charlotte, NC)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- Bank of America (Charlotte, NC)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or ... teams in order to provide independent compliance and operational risk oversight of Front...and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications **Required Qualifications:** +… more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... (KRIs). + Provide risk management support and oversight for change activities (both business and...knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational , Reputation and Strategic Risks. + Strong leadership and… more
- Lowe's (Mooresville, NC)
- …alignment with Lowe's strategic and operational goals. * Lead all risk governance programs, including ERM and Business Continuity Governance. * Establish, ... **Your Impact:** The Senior Director, Enterprise Risk Management & Business Continuity serves...functions to ensure an integrated and consistent approach to risk oversight . * Monitor emerging risks, including… more
- First Horizon Bank (Charlotte, NC)
- **Description** **Location:** On site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product ... execution of risk activities including assessment of risk , development and oversight of controls, identification...to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial… more
- Huntington National Bank (Charlotte, NC)
- …with senior leaders to ensure effective risk governance, credit oversight , regulatory compliance, and operational resilience. Duties & Responsibilities: + ... Description The Regional Banking Business Risk Officer Senior plays a...Minimum of 7 years of experience in Audit, Compliance, Risk Management or Operational Risk … more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... equivalent education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong communication, interpersonal,… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor… more
- TD Bank (Charlotte, NC)
- …enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- City National Bank (Charlotte, NC)
- …risk profile is at or near risk appetite. As part of enterprise Operational Risk Management, this position is responsible for providing oversight for ... WHAT IS THE OPPORTUNITY? The Enterprise Fraud & Payments Risk Manager is responsible for the oversight ... Risk and Fraud teams, the 2nd Line Operational Risk Management team, and the RBC… more
- Truist (Charlotte, NC)
- …identification, assessment, monitoring, reporting, and mitigation of operational fraud risk at Truist. 2. Provide ongoing oversight of the company's ... of America) **Please review the following job description:** The Operational Risk Management Programs Risk ...time to time. 1. Design, establish and execute fraud risk management program and oversight framework that… more
- Truist (Charlotte, NC)
- …Key Risk Indicators (KRIs). 5. Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide ... first line of defense risk professional leading a team within the Wholesale Business Unit Risk Team, serving as a subject matter expert responsible for… more
