- Bank OZK (Charlotte, NC)
- …the Bank's risk mitigation strategies and procedures. Collaborates with members of Operational Risk Management ("ORM") as a liaison between ORM and the ... management team of Trust and Wealth ("T&W") in collecting and documenting operational risk data, control gaps, and control execution failures related to T&W… more
- Home Depot (Cornelius, NC)
- Job Description **Position Purpose:** The Asset Protection Specialist is primarily responsible for preventing financial loss caused by theft and fraud and supporting ... in criminal and civil court actions. The Asset Protection Specialist must report any hazardous or unsafe condition to...out job responsibilities in a manner that minimizes the risk of injury to themselves, other associates, vendors, customers,… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational - Risk - Specialist Trade-Surveillance\_25040545-2) **Job Description:** At… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Business Unit Risk Specialist engages with Business Unit stakeholders, primarily within ... equivalent education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. Strong communication,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM)… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM)… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo seeks a **Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate &… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within...resolutions for them and their clients, all while mitigating risk . You must act with integrity and a high… more
- Wells Fargo (Charlotte, NC)
- …dealer roles and FINRA Rules + Relevant experience within a Compliance, AML/KYC or Operational risk team is preferred + Understanding of BSA/AML/OFAC laws and ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …and external systems related to trade settlements, focusing on trade clearance and operational risk + Act as a liaison between settlements and internal/external ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …process improvements in complex, institutional banking environment. + Understanding of key operational risk components, including quality across all aspects of a ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …actions and middle office to ensure straight through tax processing and mitigate operational risk **Required Qualifications, US:** + 4+ years of Institutional ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Wells Fargo is seeking a Senior Commercial Loan Servicing Specialist as part of the Agency Services team within...commercial loans, ensuring accuracy, compliance, and timely execution of operational processes. Learn more about our career areas and… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a dynamic… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to work on the Shared Services Output Management team as part of… more
- Wells Fargo (Charlotte, NC)
- …** Risk Domain Support Experience** : Experience supporting one or more areas of risk including Operational Risk , Technology Risk , or Compliance roles ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Commodities team as a part of...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... this role:** Wells Fargo is seeking a Lead Equipment Finance Sales Specialist for our Transportation group covering North Carolina, South Carolina, Georgia, Florida… more
