- Principal Financial Group (Charlotte, NC)
- …losses, regulatory penalties, or reputational damage. **Risk Framework & Governance ** + Lead the design and execution of the business unit's operational ... business and functional leaders to embed a proactive risk culture, strengthen governance , and provide consistent, best-in-class oversight aligned to Board and … more
- SMBC (Charlotte, NC)
- …frameworks. + Strong knowledge of **financial products** , **risk management** , and ** regulatory reporting ** (eg, BCBS 239, RWA, CCAR, Liquidity). + Exceptional ... data capabilities across the firm. This includes enterprise-wide initiatives in data governance , data management, and regulatory compliance, with a focus on… more
- Truist (Charlotte, NC)
- …documenting business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and ... Specific activities may change from time to time. 1. Support the regulatory reporting governance framework in the execution of enterprise, technology,… more
- Truist (Charlotte, NC)
- …issues, as applicable. 7. Manage certain activities and tasks performed by Regulatory Reporting Governance Analysts and Senior Analysts, as well as lead ... and ensure execution of risk programs related to Truist's regulatory reporting governance framework. This...between Senior Financial Management leaders, peers, the regulatory reporting production team and applicable business… more
- Truist (Charlotte, NC)
- …met and that there is active collaboration between team members. 6. Assist the Regulatory Reporting Governance Managers and Directors in providing leadership ... management and remediation. 9. Ensure consistency in the documentation maintained by Regulatory Reporting Governance teammates in accordance with business… more
- Truist (Charlotte, NC)
- …to the Director of Financial Reporting , Deputy Corporate Controller and other senior leaders on regulatory reporting matters. * Lead the development ... Financial Reporting , Deputy Corporate Controller and other senior leaders on regulatory reporting ...the collection and validation of enterprise-wide data used for regulatory reporting purposes. Oversee a governance… more
- Truist (Charlotte, NC)
- …units including the coordination and support for Risk Committees, Risk working groups, regulatory updates and other special assessments and reporting as directed ... risk management practices within the assigned business units. 6. Document the governance and reporting program including methodologies, processes and procedures,… more
- Lowe's (Mooresville, NC)
- …producer responsibility, environmental, store operations, consumer protection, finance, and regulatory reporting obligations. This role partners closely with ... focused on accelerating profitable growth while protecting the Lowe's brand The Senior Counsel - Regulatory Affairs provides enterprise-wide legal and strategic… more
- Truist (Charlotte, NC)
- …implementation of process changes and internal controls for new accounting and regulatory reporting requirements. 11. Initiate process improvements across broad ... Truist in-office requirement is 5 days per week** The Senior Financial Reporting Manager of the Corporate...accounting or accounting policy experience; Understanding of GAAP and SEC/ Regulatory Reporting . 3. Intelligent, strong and decisive… more
- USAA (Charlotte, NC)
- … compliance related initiatives which may include oversight of procedures/process, accurate regulatory reporting and filing, document governance , risk ... new product controls, Company or Staff Agencies Third Party Governance , or quality governance . + Perform ongoing...phases for effective and timely Risk remediation. + Advise senior management on the status of their control environment… more
- City National Bank (Charlotte, NC)
- * SR . AUDIT MANAGER- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Sr . Audit Manager position is a leadership role as an auditor-in-charge to guide a ... performed, and effectively communicate audit results to the Director and senior management in meetings, presentations, and/or written reports and memorandums.… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Fin Analyst - Non-Registered Chicago, Illinois;Charlotte, North Carolina; Atlanta, Georgia **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/ Sr -Quantitative-Fin-Analyst Non-Registered\_25026976-2) **Job Description:** At Bank of America, we… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Analyst Plano, Texas;Charlotte, North Carolina; Chicago, Illinois; Atlanta, Georgia **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Plano/ Sr -Quantitative-Finance-Analyst\_24048476-2) **Job Description:** At Bank of America, we are… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Financial Analyst Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Sr -Quantitative-Financial-Analyst\_25039366) **Job Description:** At Bank of America, we are… more
- The Hartford (Charlotte, NC)
- Sr . Portfolio Analyst - BA07EE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working ... and Lean Portfolio Management team is looking for a highly skilled Senior Portfolio Analyst, specializing in financial analysis and portfolio management. This role… more
- Grant Thornton (Charlotte, NC)
- …regulatory environments across regions (eg, GDPR, Sarbanes-Oxley (SOX), SEC reporting standards, Anti-Money Laundering (AML), emerging AI governance ... product capabilities across international delivery centers. + Standardize processes and governance to ensure consistency and quality across regions. + Leverage data,… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Analyst provides specialized business governance ... functional area and implements policies/processes and/or initiatives to meet business governance and control objectives. May provide complex reporting , analysis,… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... emerging trends and; identifying issues and opportunities and recommending action to senior management in the governance and control space **Shareholder… more
- Wells Fargo (Charlotte, NC)
- …ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply ... Credit Sales & Trading. **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant to support Corporate & Investment Banking Model … more
- Wells Fargo (Charlotte, NC)
- …will ensure the firms' requirements for supervision are in adherence with regulatory , compliance and legal requirements. The Senior Supervisory Control ... **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client...Implement and monitor policies and procedures + Provide regular reporting to Governance Leadership, Markets and Division… more
