- Principal Financial Group (Charlotte, NC)
- …for developing and leading operational risk oversight activities for fund operations , shareholder services, fund accounting, and related in-house functions. The ... governance, and provide consistent, best-in-class oversight aligned to Board and regulatory expectations. This individual must bring deep expertise in **fund … more
- ALBEMARLE (Charlotte, NC)
- …at all events. + Manage event budgets, logistics, vendor relationships, and on-site operations , as focal point from Business. + Summarize and share ROI from ... teams such as sales, marketing, product management, corporate communication team, regulatory product stewardship team, government/external affairs team and R&T team,… more
- Bank of America (Charlotte, NC)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least ... opportunities to learn, grow, and make an impact. Join us **Description:** The Regulatory Reporting Operations Senior Professional is part of the… more
- Truist (Charlotte, NC)
- …Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and applicable business partners to ensure ... potential issues, as applicable. 7. Manage certain activities and tasks performed by Regulatory Reporting Governance Analysts and Senior Analysts, as well… more
- Bank of America (Charlotte, NC)
- …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...and complex operational issues + Responsible for expense management, reporting and forecasting for operations areas managed… more
- Truist (Charlotte, NC)
- …business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and Analysts, as ... following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of… more
- US Bank (Charlotte, NC)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and ... of assets and liabilities, schedule of investments, statement of operations , statement of changes in net assets, statement of...the SEC in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with… more
- TD Bank (Charlotte, NC)
- …promoting a culture of risk awareness throughout the organization. **Job Summary:** The Senior Compliance Governance & Operations Analyst provides a range of ... with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and… more
- Bank of America (Charlotte, NC)
- …years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/AML-Refresh- Operations Senior -Business-Control-Specialist\_25042033) ... AML Refresh Operations - Senior Business Control Specialist...and liaises with internal partners to ensure proper client reporting and assist with regulatory reporting… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a part of ... Corporate Investment Banking Operations . Learn more about the career areas and business...This resource will help the team handle the changing regulatory environment and the complexities on capital market products… more
- TD Bank (Charlotte, NC)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- US Bank (Charlotte, NC)
- …(Swap Dealer Reporting , Volker Rule, Dodd-Frank), financial services, and regulatory trends that impact bank operations + Subject matter considerable ... our growing team of audit professionals within the Digital, Technology and Operations team. This position will support audit coverage of Corporate and Commercial… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- Lowe's (Mooresville, NC)
- …responsibility, environmental, store operations , consumer protection, finance, and regulatory reporting obligations. This role partners closely with cross ... focused on accelerating profitable growth while protecting the Lowe's brand The Senior Counsel - Regulatory Affairs provides enterprise-wide legal and strategic… more
- TD Bank (Charlotte, NC)
- …functions + Acts as a key point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital management + ... management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy,… more
- TD Bank (Charlotte, NC)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
- SMBC (Charlotte, NC)
- …to ensure contracts include appropriate terms, SLAs, protections, and regulatory compliance. + Foster inclusive and mutually beneficial vendor partnerships ... that support bank operations and customer experience. + Identify and implement process...experience. + Identify and implement process enhancements to improve reporting and workflow efficiency. **Qualifications and Skills** + Bachelor's… more
- TD Bank (Charlotte, NC)
- …management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, ... efficiency and automation + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, efficiency… more
- Lowe's (Mooresville, NC)
- **Your Impact** The primary purpose of the Senior Manager, Regulatory Affairs and Marketplace Compliance is to lead the development and operationalization of our ... and overseeing policies, processes, and controls that ensure compliance with regulatory requirements, internal policies, and industry best practices. The role… more
- Synchrony (Charlotte, NC)
- …responsibilities include driving comprehensive audit professional practices such as audit operations and reporting , annual audit plan development and quarterly ... Job Description: **Role Summary/Purpose:** The VP, Professional Practices Senior Manager plays a key leadership role within...refresh, audit committee and board reporting , regulatory engagement, Issues Management, and functional… more
