- Principal Financial Group (Charlotte, NC)
- …for developing and leading operational risk oversight activities for fund operations , shareholder services, fund accounting, and related in-house functions. The ... and functional leaders to embed a proactive risk culture, strengthen governance , and provide consistent, best-in-class oversight aligned to Board and regulatory… more
- SMBC (Charlotte, NC)
- …solutions and product requirements. - Drive Infrastructure security and compliance requirements into the architecture framework. - Facilitate documentation of ... transfer and upskilling to relevant Architecture and Engineering personnel. - Design with operations in mind. Look for ways to automate and improve operations .… more
- TD Bank (Charlotte, NC)
- …culture of risk awareness throughout the organization. **Job Summary:** The Senior Compliance Governance & Operations Analyst provides a range of ... operations and in the design of a future-focused compliance program. This not just about implementing a new...dedicated to setting new industry standards. **Job Overview:** The Senior Compliance Business Oversight Analyst will ensure… more
- TD Bank (Charlotte, NC)
- …below as you consider this opportunity. **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...regulatory controls management + Experience with regulatory Issue Management, Compliance Monitoring & Testing and governance of… more
- TD Bank (Charlotte, NC)
- …the role which is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and ... operations and in the design of a future-focused compliance program. This not just about implementing a new...exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Fox Rothschild LLP (Charlotte, NC)
- …to business units, legal, compliance , and IT teams. **ESSENTIAL FUNCTIONS:** **Data Governance ** + Work closely with the Senior Manager, Digital Data ... As a member of the Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic … more
- AIG (Charlotte, NC)
- …are reimagining the way we help customers to manage risk. Join us as an IAM Senior Governance and Controls Analyst to play your part in that transformation. It's ... organization. How you will create an impact The IAM Senior Governance and Controls Analyst will play...candidate will demonstrate a proven track record of delivering compliance -driven IAM projects, analyzing IAM processes and controls, or… more
- Anywhere Real Estate (Charlotte, NC)
- …of supplier and financial data, driving operational efficiency and compliance . **Key Responsibilities** **Procurement Governance ** + Establish, implement, ... with approved vendors. + Monitor procurement activities to ensure compliance with vendor governance protocols. + Conduct...field. + Minimum 5 years of experience in data governance , finance operations , or procurement data management.… more
- Truist (Charlotte, NC)
- …inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and Analysts, as well as lead other ... line of defense, providing direction and guidance for aggregated oversight and governance for all risk types inherent in the regulatory reporting function. Following… more
- USAA (Charlotte, NC)
- …Influences sound governance structure for oversight of risks and business operations and interacts & engages with all product & channel leaders on complex, ... **The Opportunity** USAA is seeking an **IT/Info Security Risk Management & Governance Executive** who needs to have expertise in **Risk Oversight - Second… more
- Wells Fargo (Charlotte, NC)
- …BSA/AML standards, CIP, and CDD requirements across all operational pillars. + Drive compliance with data governance frameworks and tools to maintain data ... + Demonstrated experience working closely with data engineering, analytics, governance , operations , and business leadership. Strong understanding of… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership role in the ... and objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops and maintains specialization and expertise in… more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within the DTC Settlement Operations team as a part of ... Corporate Investment Banking Operations . Learn more about the career areas and business divisions at wellsfargojobs.com . **In this role, you will:** + Serve as a… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** We are seeking a Compliance Risk Manager Senior with expertise in Life, Health, and Annuities, who ... for our business products, services, and processes. This role ensures that our operations align with regulatory requirements by implementing a robust compliance … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a part of ... Corporate Investment Banking Operations . Learn more about the career areas and business...and understanding of technical IRS tax withholding and reporting compliance (1099 INT, 1099 MISC, 1099-B, 1042-S, IMY Reporting… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks a ** Senior Institutional Investment Operations Specialist** for **The Structured Products Group (SPG)** Team in ... accelerates, so does the need to support our businesses and partners. The ** Senior Institutional Investment Operations Specialist** will work to support complex… more
- Wells Fargo (Charlotte, NC)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a ** Senior Control Management Specialist** to support our Unsecured Lending Operations group. ... to identify current and emerging risks associated with business activities and operations **Required Qualifications:** + 4+ years of Risk Management or Control… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... As a member of the Audit team, the candidate will focus on operations of investment (securities and transactions). Responsibilities: + Lead small audits, or own… more
- Deloitte (Charlotte, NC)
- Cyber Palo Alto Networks Security Operations Senior Consultant Our Deloitte Cyber team understands the unique challenges and opportunities businesses face in ... Microsoft Defender, Cortex XDR, CrowdStrike + 3-4 years of experience with governance , risk, or compliance initiatives involving common frameworks +… more
