- Raymond James Financial, Inc. (Memphis, TN)
- …with outside regulatory requirements and internal policies. Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized ... on the policies and procedures required by applicable regulators for advertising materials in the social media space. Effectively and professionally coordinate… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Job Description** **Job Summary:** Raymond James is hiring a Supervision Advisor to review and analyze various communication reviews and content to ensure ... & Series 24 Licenses required. **Essential Duties and Responsibilities:** * Conducts review of advertising material to ensure compliance with applicable industry… more
- First Horizon Bank (Memphis, TN)
- …FL, Asheboro, NC, Knoxville, TN, Naples, FL** **SUMMARY** The Risk Compliance Manager is responsible for assisting in the design and implementation of programs, ... activities run smoothly and efficiently by providing leadership, training and supervision . + Develops, implements and monitors a comprehensive risk-based compliance… more