- Vanguard (Malvern, PA)
- …new rule implementations pertaining to your coverage area. + Support the wider Global Fund , Advisor , and Distribution team as needed. + Participates in special ... will be a member of a team of dedicated compliance professionals who play a critical role in ensuring... advisory support. You will serve as a trusted advisor to the investment management business and provide guidance,… more
- JPMorgan Chase (Wilmington, DE)
- …grow the Individual Retirement Account (IRA) business, with a focus on advisor engagement and regulatory change management. They collaborate extensively with various ... project teams and senior stakeholders to support regulatory initiatives, manage complex IRA...You will lead and assist in initiatives focused on advisor engagement and regulatory changes, collaborating with key stakeholders… more