- Vanguard (Malvern, PA)
- …team at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), ... of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI's… more
- Vanguard (Malvern, PA)
- …stronger, risk-informed decisions. Vanguard Global Risk & Security (GR&S) is seeking a Senior Risk Advisor to support Vanguard 's Financial Advisor ... seeking a strategic and technically adept Digital and Analytics Senior Risk Advisor to lead and support...senior leadership + Maintain an in-depth understanding of Vanguard , the FAS business, and its digital strategy. Independently… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll help ensure our advisory services and ... our clients. What You'll Do- + Design & Enhance Compliance Programs: Develop and refine compliance processes...Advisor to the Business: Provide proactive guidance to senior leaders, advisory teams, and marketing on regulated activities… more
- Vanguard (Malvern, PA)
- …deliver solutions. + This job requires regulatory licenses and registrations as determined by Vanguard 's compliance team. + FINRA 7, 63 and 24 required. Special ... At Vanguard , we are reimagining how we engage with...office, custodians and platforms that serve them. As the Senior Manager, Head of Operation Client Relationships for our… more
- Vanguard (Malvern, PA)
- We are seeking a strategic and experienced Senior Risk Advisor within the Financial Advisor Services division to support the Sales and Distribution Strategy ... a strong focus on transformation initiatives. This role will serve as a trusted advisor to senior leadership, helping to identify, assess, and mitigate risks… more
- Vanguard (Malvern, PA)
- As a Senior Divisional Risk Advisor , you will serve as a trusted partner providing operational risk expertise and strategic guidance for our college savings ... and assurance services to enterprise and divisional partners based on Vanguard 's operational and strategic risk framework. Ensure the development and implementation… more
- Vanguard (Malvern, PA)
- Divisional Risk Advisor , Sr. Specialist: 1. Provides risk guidance, oversight, and assurance services to Office of the General Counsel ( OGC) based on Vanguard 's ... What it takes: + Minimum of eight years related work experience. Risk, Compliance , or Audit experience preferred. + Strong relationship management skills and ability… more
- Vanguard (Malvern, PA)
- …multi-faceted business. In support of our innovative and highly regulated business lines, Vanguard 's Compliance Department encounters a wide range of complex and ... compelling issues while providing exceptional, high-value business partnership and compliance support. In addition, Vanguard is an employer of choice that… more
- Vanguard (Malvern, PA)
- …impactful insights and our seat at the table is earned and respected across Vanguard . We are looking for an ambitious high performing risk specialist to complement ... oversight, and assurance services to the business based on Vanguard 's risk framework. Provide expert level risk advice and...to the business. + Act as a consultant for senior management team to draw on for advice and… more
- Vanguard (Malvern, PA)
- …competitive analysis. Manage risk and ensure compliance in partnership with senior leaders and other Vanguard crew. + Participate in special projects ... and future. Click here to learn more about unlimITed: https://corporate. vanguard .com/content/corporatesite/us/en/corp/articles/vanguards-tech-conference-powered-by-client-voice.html Responsibilities: + Consult with senior staff… more
- Vanguard (Malvern, PA)
- Vanguard 's Personal Advisor and Digital Advisor empower hundreds of thousands of clients to achieve their financial goals through personalized planning, ... automated investing, and dedicated advisor support. Marketing is the driving force behind expanding...investors benefit from personalized advice. We're looking for a senior -level marketer who thrives at the intersection of data,… more
- Vanguard (Malvern, PA)
- …the Sales Channel Marketing Team to design and deliver sales collateral, advisor toolkits, product guides, presentations, and training that enable the sales force ... to broaden product awareness, drive engagement, and measure results. - Compliance & Regulatory Alignment-Ensure all marketing materials and campaigns adhere to… more