- SMBC (Jersey City, NJ)
- …staff and act as a role model for the assigned M&T staff. + Work with the Head Compliance M&T to develop a risk-based annual M&T Plan and a detailed schedule of ... portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance Department,… more
- SMBC (Jersey City, NJ)
- …**Role Description** The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program ... closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of...Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit supervisors, subject matter… more
- SMBC (Jersey City, NJ)
- …Department Training Team. In this role, you will report to the Executive Director, Head of Compliance Training, and will be responsible for overseeing training ... the training reminder and escalation process, which includes updating the Head of Compliance Training on trends in completion data. You will also assist… more
- SMBC (Jersey City, NJ)
- …Compliance Department Training Team. In this role, you will report to the Director/ Head of Compliance Training Development and will provide support in the ... This role is focused on training delivered and monitored by the AD Compliance Training team, encompassing training across SMBC Group's AD, inclusive of SMBC Group's… more
- SMBC (Jersey City, NJ)
- …Description** The Outside Business Activities and Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the ... closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of...Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit supervisors, compliance… more
- Reklame Health, Inc (New York, NY)
- …effortless access to exceptional mental healthcare can co-exist. About the Role Head of Clinical Operations This leadership position is critical to advancing ReKlame ... the effective alignment of provider satisfaction, member outcomes, and regulatory compliance . You will be responsible for driving strategic innovation, relentlessly… more
- SMBC (Jersey City, NJ)
- …and operating effectiveness of internal controls related to CCAR. + Ensuring compliance with regulatory expectations and internal policies related to CCAR - ... Collaborating with various departments (eg, Finance, Risk, Treasury) to ensure adherence to control requirements and timely submission of accurate regulatory reports like the FR Y-14A/Q/M. + Reporting and remediation of internal control deficiencies -… more
- HSBC (New York, NY)
- Head of Finance Non-Financial Risk (NFR) Americas Brand: HSBC Area of Interest: Finance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 20 Oct 2025 ... In compliance with applicable laws, HSBC is committed to employing...the planet we all share. The US and Americas Head of Finance NFR is responsible for ensuring the… more
- HSBC (New York, NY)
- Global Head of Cryptographic Services Brand: HSBC Area of Interest: Technology Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 24 Oct 2025 In ... compliance with applicable laws, HSBC is committed to employing...a Cybersecurity leader to join us as the Global Head of Cryptographic Services, to shape our long-term strategy,… more
- HSBC (New York, NY)
- Regional Head of Americas, Markets Treasury Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, 10001 Work style: ... Hybrid Worker Date: 25 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...Services (Corporate & Institutional Banking). The responsibilities of Regional Head of Markets Treasury for Americas include management of… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …two-year project involves developing AI methods to predict treatment response in head and neck cancer patients by integrating multiple imaging modalities including ... radiation treatments. The project is co-led by computer scientist Dr. Veeraraghavan and head and neck radiation oncologist Dr. Nancy Lee to develop AI models for… more
- HSBC (New York, NY)
- Americas Head of Liquidity Management Brand: HSBC Area of Interest: Finance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 21 Oct 2025 In ... compliance with applicable laws, HSBC is committed to employing...to join this team in the role of Americas Head of Liquidity Management. In this role, you will:… more
- DIRECTV (New York, NY)
- …a big part in that future as well. DIRECTV is seeking an Ad Sales, Head of Programmatic Sales to lead the strategy and execution of our programmatic business across ... it represents a pretty impressive total compensation package. **Apply today!** Compliance Notice Regarding Use of Automated Decision-Making Tools in Hiring Process… more
- Neuberger Berman (New York, NY)
- ** Head of Business Control & Governance - Private Wealth** **Location:** New York, NY **Department:** Private Wealth Management (PWM) **Reports to:** Head of ... ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to ensure the highest… more
- SMBC (New York, NY)
- …Leasing Co., Ltd. **Role Description** We are seeking a visionary and strategic ** Head of Artificial Intelligence** to lead the development and execution of our ... & Ethics** Establish frameworks for responsible AI, including fairness, transparency, and compliance .Collaborate with legal, risk, and compliance teams to ensure… more
- Principal Financial Group (New York, NY)
- **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology ... environments is highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate effectively in a global… more
- Merck & Co. (Rahway, NJ)
- …reviewer, compliance officer, other GMP/regulatory role or Site Quality Head at a USDA governed siteRequired Skills: Animal Health Care, Audit Inspections, ... Job DescriptionThe USDA Compliance Subject Matter Expert (SME) - Associate Director,...Director, will report to the Animal Health Global Quality Compliance and Technical Lead.-- The responsibility of this position… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for ... Compliance Monitoring and Testing. The Analyst is responsible for...the consolidation and reporting of results within local and Head Office reporting. **Qualifications and Skills** + Bachelor's Degree… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role contributes to the ... overall success of the Compliance Department by assisting with key processes to support...around staffing. + Submit monthly reporting to Finance and Head Office on headcount forecasting. + Identify opportunities to… more
- HSBC (New York, NY)
- …and banking products offered in the US Customers / Stakeholders + Report to the Head of IWPB RC US relevant Regulatory Compliance risk matters + Liaise with ... Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and...Compliance FIM in US + Assist the US Head of IWPB RC US with monitoring and assessing… more
