- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Registrations will report to the Head of Employee Compliance ... SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit supervisors, subject matter experts and… more
- embecta (Parsippany, NJ)
- …is designed to support the varying needs of our diverse and global employees. The ** Head of Internal Audit** is a key member of the executive leadership team, ... reporting directly to the **Chief Financial Officer** and functionally...to enhance audit coverage and insight. **Key Responsibilities** The Head of Internal Audit will provide strategic leadership and… more
- Warner Bros. Discovery (New York, NY)
- …relations, corporate communications, CSR, and legal. Your Role Accountabilities **Securities Compliance & SEC Reporting ** + Ensure compliance with all SEC ... , -, and other applicable disclosure obligations. + Partner with technical accounting/ SEC reporting , investor relations, and finance teams to ensure accurate,… more
- Warner Bros. Discovery (New York, NY)
- …calls, and relationships with analysts and institutional investors. + Experience with SEC reporting and public company governance. + Deep understanding of ... thrive. Warner Bros. is seeking a strategic and experienced Head of Investor Relations and Treasury during a transformative...company prepares to operate as a standalone public entity. Reporting directly to the Chief Financial Officer, this role… more
- NBC Universal (New York, NY)
- …to the satisfaction of customary conditions. Position Summary: The Senior Director, Head Exec Comp, Equity & Mobility leads Versant's executive and equity ... with Finance and HR Ops to ensure proper tracking, reporting , and administration of equity plans + Maintain equity...+ * Deep knowledge of CD&A, equity plan design, SEC compliance, and governance best practices + * Strong… more
- Mizuho Corporate Bank (New York, NY)
- …creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting . Responsibilities + Generate, submit, and/or monitor ... growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that...in a dynamic environment + Knowledge of various FINRA, SEC , or CFTC regulations + Experience with various regulatory… more
- CIBC (New York, NY)
- …Delta1, ETF create/redeem. + Assist with surveillance of various regulatory reporting obligations, including: CAT, Nasdaq TRF, LOPR + Maintain and enhance ... and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations ( SEC , FINRA, CFTC, NFA and others) + WSPs must clearly indicate "evidence… more
- New York Times (New York, NY)
- …governance outreach during proxy season and throughout the year. + Collaborate with the SEC reporting and legal departments on the creation of 10Ks, 10Qs, and ... This is a hybrid role based in our New York City headquarters, reporting to the SVP, Head of Investor Relations. You can typically expect to come into the office… more
