- Capital One (New York, NY)
- Senior Manager , Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... ability to add value with their advice and to deliver high-impact results. As the Senior Manager , Technology Change Risk Oversight you will play a key… more
- Unknown (Jersey City, NJ)
- Vice President, Post Trade Governance About the Company Diverse financial services firm & investment bank Industry Financial Services Type Public Company Founded ... the Role The Company is seeking a Vice President for its Post Trade Governance Team. The successful candidate will be instrumental in driving real change and… more
- Unknown (New York, NY)
- …counsel, and ensuring the timely reporting of relevant risks and developments to senior leadership. Hiring Manager Title Executive Vice President, Head of Legal, ... Senior Vice President, Head of Legal, Human Resources & Governance About the Company Expanding provider of investment management, research & trading services… more
- Unknown (New York, NY)
- Senior Vice President, Markets E-Trading Risk & Controls About the Company Renowned commercial investment banking company with an international reach Industry ... Management Financial Transactions International Trade Capital Management Assistance Services Risk Analysis Home Ownership Lending Services Financial Trading Foreign… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Model Governance Manager will be integral in maintaining the integrity, compliance, ... attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement,… more
- SMBC (New York, NY)
- …reporting for senior business leadership, CPAD Senior Management, Risk Management, and other governance forums, including relevant metrics). In addition, ... & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with internal support functions to provide and receive status… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead ... for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk...banking, insurance, and capital markets. + Design and implement risk governance frameworks, compliance programs, and control… more
- Unknown (New York, NY)
- Senior Vice President, Wealth Lending US Cards Relationship Manager About the Company Renowned commercial investment banking company with an international reach ... Role The Company is seeking a US Cards Relationship Manager - Senior Vice President to join...Hiring Manager Title Global Head of Business Strategy and Governance Travel Percent Less than 10% Functions… more
- Neuberger Berman (New York, NY)
- …strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support both ... **Head of Business Control & Governance - Private Wealth** **Location:** New York, NY...and escalation of control matters + Partner with Compliance, Risk , Legal, Operations, and other control partners to ensure… more
- SMBC (New York, NY)
- …non-financial risks + Track emerging risks and ensure they are accounted for in the risk identification inventory. + Lead the governance of the credit risk ... to communicate appropriately at every level of the organization, including credit risk peers, business partners, senior executives, and external regulators.… more
- Unknown (New York, NY)
- …and communication skills. Experience in effectively communicating with executives and in senior governance forums is also required. The role demands an ... VP, CUSO Compliance Risk Assessment Officer About the Company Globally-recognized corporate...results. Exposure to GRC tools is a plus. Hiring Manager Title CUSO Head of Central Compliance Travel Percent… more
- Neuberger Berman (New York, NY)
- …and escalations; negotiate priorities and delivery commitments. + Facilitate cross-functional governance ; communicate plans and progress to senior stakeholders. ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (Jersey City, NJ)
- …8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML Governance and Oversight, bank regulator). + ... well as applicable laws and regulations applicable to these risk areas. The Head of FCC M&T will have...Present FCC M&T results and related metrics to SMBC's Senior Management. + Proactively identify training opportunities for the… more
- Unknown (Jersey City, NJ)
- …compliance with US GAAP and corporate disclosure standards, and providing senior management with actionable financial analysis. The role is high-impact, offering ... financial reporting is essential, as is knowledge of financial risk management, accounting principles, and financial reporting standards. International experience… more
- HSBC (New York, NY)
- …location. Qualifications + Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a global firm, in ... steward challenge, act as independent trusted advisor in governance forums, issue management, fostering a compliance culture and... appetite. The increased focus on individual liability for senior managers, particularly risk heads, makes it… more
- Unknown (New York, NY)
- …world's most wanted hacker" simulated phishing security awareness training cybersecurity governance risk & compliance world's largest security awareness ... simulator cybersecurity webinars and cybersecurity whitepapers cybersecurity whitepapers and human risk management About the Role The Company is seeking a Vice… more
- Unknown (New York, NY)
- …with a strong understanding of critical operations, proven experience in a senior technical operations position, and a deep knowledge of CEM principles, technical ... at the company include leading a team to develop and implement risk mitigation strategies, operational playbooks, and technical standards. The role also involves… more
- SMBC (New York, NY)
- …programs and initiatives within the control office, helping to oversee effective governance , risk management, and compliance across the organization. + Program ... Office is seeking a highly organized and experienced program manager to join our team. The Program Management and...time, within scope, and within budget. Develop and implement governance frameworks and processes to ensure effective oversight and… more
- American Express (New York, NY)
- …architect GCS growth and strengthen the culture of compliance and control. The Senior Manager - Governance & Risk Assessment - will focus on partnering ... Plans design and documentation, annual performance planning, and executive presentations. The Senior Manager will work very closely with several cross-functional… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** The Senior Manager , Market & Liquidity Risk Governance will be reporting to Director - ... and lead coordinated responses to stakeholder inquiries related to risk governance + Identify and drive solutions...abilities, with a talent for simplifying complex concepts for senior leaders and influencing stakeholders across all levels. +… more
