- Unknown (New York, NY)
- VP , CUSO Compliance Risk Assessment Officer About the Company Globally-recognized corporate & investment banking group Industry Banking Type Subsidiary ... markets About the Role The Company is seeking a Compliance Risk Assessment Officer to join their...to GRC tools is a plus. Hiring Manager Title CUSO Head of Central Compliance Travel Percent… more
- TD Bank (New York, NY)
- …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... The team partners closely with senior leaders across TDS, Risk , Legal, HR, Compliance and will work...will work in close alignment with our TDGUS and CUSO operations and governance forums to ensure alignment with… more
- MUFG (New York, NY)
- …is part of the HoldCo Treasury, Capital Management and Consolidated US Operations ( CUSO ) Resolution Planning. Reporting directly to the Treasurer, the AVP will have ... involvement in all broker dealer treasury functions including funding and liquidity risk management, asset liability management, interest rate risk measurement /… more
