- Unknown (Manhattan, NY)
- Vice President of Compliance and Regulatory Exams About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role ... The Company is seeking a VP Compliance with a focus on Regulatory Exams to join their team. The successful candidate will be responsible for managing … more
- Unknown (Secaucus, NJ)
- Vice President & General Manager, Pharma Services About the Company Well-known provider of clinical laboratory services Industry Hospital & Health Care Type ... SAAS About the Role The Company is seeking a Vice President & General Manager for Pharma...various areas, including sales, marketing, operations, technology, R&D, and quality/ regulatory affairs, to ensure that business goals are achieved… more
- Unknown (Clifton, NJ)
- Vice President , Regulatory Exam Lead About the Company Expanding provider of investment management, research & trading services Industry Financial Services ... B2B About the Role The Company is seeking a Regulatory Exam Lead, Vice President ,...background in financial services, particularly in the areas of compliance , audit, or equivalent work experience, and a sound… more
- Unknown (Clifton, NJ)
- Vice President & Risk Officer About the Company Well-regarded association captive insurance company Industry Insurance Type Privately Held Employees 11-50 About ... the Role The Company is seeking a Vice President and Risk Officer to take...company include financial planning and analysis, enterprise risk management, regulatory compliance , and new business opportunity assessment.… more
- Unknown (Jersey City, NJ)
- Vice President , Senior Compliance Officer About the Company Recognized banking organization with an international presence Industry Banking Type Privately ... dealer rules, monitoring and advising on the implementation of regulatory changes, and overseeing the compliance program...implementation of regulatory changes, and overseeing the compliance program for the Volcker Rule and French Banking… more
- Unknown (Jersey City, NJ)
- Vice President , Tax About the Company Prominent financial services company specializing in asset management & investment banking Industry Investment Banking Type ... Company About the Role The Company is seeking a Vice President , Tax to spearhead the development...the development and implementation of tax strategies that enhance compliance and efficiency within its financial services operations. The… more
- Unknown (Jersey City, NJ)
- Vice President , Functions Control Officer, Compliance About the Company Internationally recognized banking group Industry Financial Services Type Subsidiary ... Enterprise About the Role The Company is seeking a Compliance - Functions Control Officer to join their team....ideal candidate will have a deep understanding of the regulatory environment in the financial services industry, experience in… more
- Unknown (West New York, NJ)
- …that ESG is embedded in core processes in alignment with business goals and regulatory requirements. The Associate Vice President will also be involved ... Associate Vice President , Data Operations and ESG...approach to building an ESG data framework that supports compliance , investor reporting, and strategic decision-making. This is a… more
- Formation Bio (New York, NY)
- …faster and more efficiently.About the PositionWe are seeking a highly accomplished, strategic Vice President of Quality Assurance. In this pivotal role, you will ... Practices (GPV) and Computer Systems Validation (CSV).The primary responsibilities for the Vice President of Quality Assurance are to develop and implement… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance ... you will report to the Executive Director, Head of Compliance Training, and will be responsible for overseeing training...in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** This Finance Control Oversight Vice President (VP) role will support the review and completion of ... taxonomies, policies, and procedures. + Stay informed about industry best practices, regulatory requirements, and emerging trends in risk management to enhance the… more
- Unknown (New York, NY)
- Senior Vice President , Regulatory Services About the Company Prominent organization supporting compliance teams Industry Financial Services Type ... also be expected to serve as a thought leader in regulatory , risk, and compliance matters, authoring articles, and representing the company at industry events.… more
- Unknown (Manhattan, NY)
- Associate Vice President , Corporate Compliance Officer About the Company Prominent commercial bank Industry Banking Type Privately Held About the Role The ... Company is seeking an Associate Vice President , Corporate Compliance Officer...to all relevant federal and state laws, regulations, and regulatory guidance. This includes the establishment of a strong… more
- Unknown (New York, NY)
- Vice President , Compliance Officer About the Company Globally recognized alternative investment management firm Industry Investment Management Type Privately ... the Role The Company is in search of a Vice President , Compliance Officer to...supporting the development, execution, and enhancement of the firm's compliance framework to meet various global regulatory … more
- Unknown (New York, NY)
- Vice President , Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications About the Company Nationally acclaimed ... aux marches de capitaux About the Role The Company is seeking a VP Compliance Manager for Trade Surveillance Initiatives and Portfolio Management, with a focus on… more
- Unknown (New York, NY)
- Vice President , Privacy & Healthcare Regulatory About the Company Leading provider of online diabetes & obesity prevention programs Industry Hospital & ... digital care delivery, particularly in the areas of privacy and regulatory compliance . This role is pivotal in maintaining industry-leading practices and… more
- Unknown (Manhattan, NY)
- Vice President , Financial Crimes Compliance Systems Screening Lead About the Company Prominent retail bank Industry Banking Type Privately Held About the ... Role The Company is seeking a VP, Financial Crimes Compliance Systems Screening Lead to oversee and drive initiatives related to the enhancement and optimization of … more
- Unknown (New York, NY)
- Vice President , Market and Liquidity Risk About the Company Prominent investment management firm Industry Financial Services Type Privately Held About the Role ... The Company is seeking a Vice President for Market and Liquidity Risk....the monitoring and analysis of risk exposures to ensure compliance with regulatory requirements. The role also… more
- Unknown (New York, NY)
- Vice President , Regulatory Counsel About the Company Accomplished insurance brokerage & managing general agent Industry Insurance Type Privately Held About ... responsible for providing expert legal advice on a range of regulatory compliance matters, monitoring and interpreting relevant federal, state, and local… more
- Unknown (New York, NY)
- …risks and developments to senior leadership. Hiring Manager Title Executive Vice President , Head of Legal, Corporate and Regulatory Travel Percent Less than ... Senior Vice President , Head of Legal, Human...Senior Vice President , Head of Legal, Human Resources & Governance...a large workforce. This role is critical in ensuring compliance with legal and regulatory standards, particularly… more
