- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- Capital One (New York, NY)
- Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... team. In this role as a member of the Corporate Compliance Audit Team, the... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (New York, NY)
- Audit Manager : Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...team. In this role as a member of the Corporate Compliance Audit Team, the… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide ... to influence the way the company manages risk. We are committed to growing our audit staff significantly as we continue to expand and enhance the Internal Audit … more
- Bank of America (New York, NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... Audit Supervisor - Global Corporate and...Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications… more
- Scotiabank (New York, NY)
- Audit Manager , US Capital Markets **Requisition ID:** 240530 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... committed to results, in an inclusive and high-performing culture. Audit Manager , US Capital Markets - New...Director, US Capital Markets Audit to provide audit services to capital markets, investment and corporate… more
- US Bank (New York, NY)
- …skills and discover what you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking a strong candidate to join our ... our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align...mitigation -Partner with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to,… more
- TD Bank (New York, NY)
- …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
- TD Bank (New York, NY)
- …degree + 7+ years relevant experience **Preferred Skills:** + Internal Audit experience + Experience with Microsoft office Suite (Word, Excel, PowerPoint, ... management activities for own area + Actively manages relationships with corporate and/or control functions and ensure alignment with enterprise and/or regulatory… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in… more
- Mizuho Corporate Bank (New York, NY)
- …and FO Services. Responsibilities include overseeing risk management, IT controls, compliance , and audit activities across approximately 350 personnel in ... You will be the Lead for the Embedded Control Manager (ECM) team within Front Office Technology. Front Office...identify, collect, and deliver requested evidence promptly, ensuring continuous compliance and audit readiness. Risk Reporting, … more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist… more
- US Bank (New York, NY)
- …with the assessment of the effectiveness of controls that help ensure ongoing compliance with corporate policies and business line procedures. Contribute to ... of ideas from manager , colleagues, and project team members. + Internal/External Audit Lead (30%) - Take the lead role with the ETF related auditors and… more
- Grant Thornton (New York, NY)
- …our corporate tax practice and work on business income tax planning, corporate compliance , and ASC 740 income tax accounting (either tax provision ... Grant Thornton is seeking a Corporate Tax Manager to join our team...preparation or audit support) projects. The Corporate Tax Solutions Family… more
- Mizuho Corporate Bank (New York, NY)
- …experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming our GRC function to ... Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls! We...+ Develop and implement processes and tools that streamline audit preparation and execution Governance and Compliance :… more
- Mizuho Corporate Bank (New York, NY)
- DORA Program Manager and Integrated Testing - Operational Resilience Americas DepartmentThe Americas Operational Resilience Department enables the bank to ... The functions performed span all lines of business and corporate functions across the Americas region to mitigate risks...new team member will be responsible for supporting the compliance program on DORA, the management of the transformation… more
- TD Bank (New York, NY)
- …new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or… more
- Grant Thornton (New York, NY)
- … Corporate Tax Solutions Family and work on business income tax planning, corporate compliance , and ASC 740 income tax accounting (either tax provision ... preparation or audit support) projects. The Corporate Tax Solutions...achieve more, confidently. This position can be a senior manager or director level. Your day-to-day may include: +… more
- TD Bank (New York, NY)
- …+ 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide...US bank regulations** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory… more
- BMO Financial Group (New York, NY)
- …internal stakeholders, including:** **Legal and Regulatory Compliance ** **Second Line Compliance ** ** Corporate Internal Audit ** **External Auditors and ... Banking products and personnel.** **Support the development of a strong culture of compliance across Capital Markets Corporate Banking, with a focus on proactive… more
