- HSBC (New York, NY)
- …team and in accordance with the plans agreed with the Financial Reporting and Tax Risk Stewards + Lead the delivery and management of all SOX activities in ... Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...as requested by management. These include: + Regional Finance Risk and Control Management Meeting (RCMM) - lead… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory inquiries and managing… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 24 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... partners. Ensure the transparent prioritisation of a common backlog to drive risk reduction, simplification and wider strategic needs. Ensure risk - risk… more
- Warner Music Group (New York, NY)
- …engagements from planning through fieldwork and reporting + Participate in the scoping, risk assessment , and planning of internal audit activity + Manage SOX ... + Manage affiliate audits to assess financial, operational, and compliance processes and evaluate effectiveness of risk ...across the business + Be a change agent to lead and effect desired change throughout the organization **About… more
- SMBC (New York, NY)
- …before engagement in a timely manner. (eg, Coupa Vendor Risk assessment ) Contract & Price Negotiation + Lead contract negotiations, including pricing ... engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and ... is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
- TD Bank (New York, NY)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- American Express (New York, NY)
- …culture of integrity and effective second line independent Compliance oversight. The Director, Compliance Risk Assessment Program, is a key member of the ... Management team responsible for designing, governing, and overseeing the enterprise-wide Compliance Risk Assessment (CRA) framework. This role supports… more
- City of New York (New York, NY)
- …the Office of Internal Audit & Control. Reporting directly to the Director, Risk Assessment & Accountability, the successful candidate will: - Supervise ... codes. Since its inception in 1865, FDNY has helped lead efforts to make New York the safest big...standards. - Supervise and coordinate the preparation of enterprise risk assessments in compliance with federal, state,… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational… more
- TD Bank (New York, NY)
- …Process Risk Control Assessment testing, Risk Appetite and Risk reporting for the Compliance Function. This role serves as the liaison between ... a mission to build a more resilient and scalable compliance risk management function. As part of...mapping and risk assessments under the Process Risk & Control Self- Assessment Framework. Ensure quality… more
- Citigroup (New York, NY)
- …+ Provide day-to-day AML risk assessment and oversight for high- risk client segments including Payment Intermediaries. + Lead enhanced due diligence ... to join our team as a **Digital Payments** **AML Risk Management Lead Analyst.** Citi's central role...equivalent experience + Master's degree preferred **Job Family Group:** Compliance **Job Family:** AML Risk Management **Time… more
- Justworks (New York, NY)
- …leader to join the team to lead and manage the Security Governance, Risk , and Compliance (GRC) function. This Director of GRC role will provide expert ... Director, Governance Risk & Compliance New York, New...and sometimes contradictory information to effectively solve problems. + Risk assessment - Apply a logical step-by-step… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance & Operational Risk Manager -...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Risk ID 1st LOD Sr. Lead ... data for Credit, Compliance & Operations risk rating impact assessment ; Data analysis tools ... Risk Rating for assigned products and overlay qualitative assessment as necessary. Product Risk Rating ...assigned USPB products (Cards, Deposits, and Mortgages), and by risk category (Credit, Operational, Compliance ). Track assigned… more
- Guidehouse (New York, NY)
- …banks / financial institutions, ideally Global Systemically Important Banks (GSIBs). + Managed compliance and risk assessment processes for large banks, ... operational risks in new or existing business processes. + Lead and execute Risk and Control Self-Assessments...one or more of the following areas: + Operational risk and/or big bank compliance (first or… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance and Operational Risk Manager- Foreign...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Bloomberg (New York, NY)
- …across complex, matrixed organizations with strong executive presence. + Proficiency in risk assessment , control design, and audit readiness. + Excellent project ... Data Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description &… more
- Guidehouse (New York, NY)
- … risk roles-preferably within financial services or banking technology environments + Compliance and risk assessment processes for large banks, ensuring ... and internal executives. You will also have opportunities to lead , coach, and mentor consultants and ensure quality deliverables....one or more of the following areas: + Operational risk and/or big bank compliance (first or… more
- JPMorgan Chase (New York, NY)
- …analysis, with demonstrated ability to apply these concepts to financial modeling and risk assessment . + Deep understanding of option pricing theory and ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you play a crucial role in maintaining JPMorganChase's strength and resilience.… more
