- SMBC (New York, NY)
- …of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the banking and finance/technology ... Reporting to the Cybersecurity Audit Team Head, the Audit Director will be responsible for (i) conducting cybersecurity and...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- TD Bank (New York, NY)
- … activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: + Accountability ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team...+ Master's Degree in related discipline an asset The Director , Change Delivery-TDS leads, manages, and supports the end-to-end… more
- TD Bank (New York, NY)
- …on remediation and program development and improvement within TDS. This Director role will focus on driving compliance-owned remediation initiatives and ... more specific details for this role. **Job Description:** This Director - Compliance role will be a key member...Review and/or develop relevant training materials + Participate in regulatory change management and business-related processes to… more
- TD Bank (New York, NY)
- …+ developing action plans + leading Compliance implementation efforts + reporting on remediation efforts + drafting memos and management responses + Prepare ... reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + Manage a team… more
- Citigroup (New York, NY)
- …and value across T&BE organization and oversees Controls, Analytics and Decision Management , Quality Assurance, Regulatory Management , Data and ... and objective assessment on the effectiveness, quality and timeliness of the remediation of high severity issues and Transformation regulatory commitments across… more
- CBRE (New York, NY)
- Director of Compliance and Privacy, Industrious Job ID 241323 Posted 22-Oct-2025 Service line Corporate Segment Role type Full-time Areas of Interest Legal ... America **About the Role:** CBRE, Inc is seeking a Director of Compliance and Privacy to establish and oversee...the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a… more
- MUFG (New York, NY)
- …risk assessments, identifying issues, developing remediation plans and overseeing remediation + Understanding of the regulatory environment and regulations ... of our recruitment team will provide more details. The Head of Technology Risk Management will lead and oversee the firm's technology risk management function… more
- American Express (New York, NY)
- …role will report to a Director and will work closely with Compliance, Regulatory Exam Lifecycle Management , US Regulatory Relations, and key Subject ... the future of American Express. **Manager - Audit & Regulatory Management ** How we serve our customers...efficiency and consistency. + Support monitoring and reporting on regulatory remediation activities, escalating issues and helping… more
- City of New York (New York, NY)
- …Water Supply seeks to hire an Administrative Manager, M-3 to serve as Director , Environmental, Health and Safety in the Environmental, Health and Safety Directorate ... and Safety (EHS) Directorate is to actively promote and support the management and implementation of EHS programs through effective communication, education and… more
- Wells Fargo (New York, NY)
- …role:** **Wells Fargo is seeking a Commercial Real Estate (CRE) Lead Transaction Management Director to oversee transaction management , closing coordination ... adherence to controls and risk mitigation measures applicable to transaction management and documentation + Use industry documentation standards and best practices… more
- Capital One (New York, NY)
- …federal, state, and international privacy laws and regulations. The Compliance Privacy Director performs a key risk management role to ensure compliance ... of international Privacy laws and regulations. The Compliance Privacy Director will apply risk, process management , and...management team + Subject matter expertise in key regulatory and audit requirements and three lines of defense… more
- PNC (New York, NY)
- …works closely with executive management , line of business, finance, risk management , internal audit, legal, and regulatory affairs partners across PNC. Your ... to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be...Works with internal teams including business lines, finance, risk management and regulatory affairs. + Executes business… more
- TD Bank (New York, NY)
- …reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...approve inspection reports, ensuring findings are clearly documented and remediation plans are tracked to completion. + Prepare comprehensive… more
- City of New York (New York, NY)
- …Action Planning Office (CAPO) to align remediation with contractual and regulatory requirements. - Represent the Executive Director of CMO in strategic ... Investigation, Revenue and Enforcement Administration (IREA), Office of Data Security Management (ODSM) and the Vendor Monitoring Office (VMO). The Vendor Monitoring… more
- TD Bank (New York, NY)
- …(eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more
- City of New York (New York, NY)
- …to the risks of coastal flooding and an integrated approach to watershed management . BCR will develop and implement strategic planning initiatives and will be ... agencies, while working closely with community and partners. BCR is seeking to hire a Director of Capital Planning (" Director "). The Director will report to… more
- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a **Markets Innovation/Equities Senior Product Manager, Executive Director ** (Senior Lead Securities Product Manager) in CIB to join our ... Innovation book of work aligned to product area vision and goals, regulatory expectations, and emerging technology trends + Champion experimentation and iterative… more
- Citigroup (New York, NY)
- …violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects ... Compliance, programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across Citi's clients,… more
- American Express (New York, NY)
- …guidance to ensure awareness and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities related ... or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management , and control evaluation. +… more
