- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience in the banking ... & finance industry to work within the Internal Audit Department. The Audit Manager ...audit professionals. - Effectively communicate with stakeholder and audit senior management to clearly articulate … more
- Tradeweb (New York, NY)
- …+ Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit ... and provide insightful and timely advice and assurance to management + Prepare management update dashboards, emails,...individual goals + Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory … more
- HSBC (New York, NY)
- …HSBC Group's risk framework. The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership role responsible for ... customers in enacting compliance; being aware of, the political, management , regulatory and reputational implications of a...Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a… more
- SMBC (New York, NY)
- …the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with internal ... and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and...AD- or SMBC-level policies; + New business initiatives + Regulatory findings or recommendations; + Audit findings… more
- HSBC (New York, NY)
- …various functions within the bank + Be actively engaged in all aspect of Audit , Assurance, and regulatory reviews focused on FC Sanctions. These activities ... Sanctions Advisory Manager Brand: HSBC Area of Interest: Risk and...applicable export controls and sanctions regulations + Work with management in the development and enhancement of products to… more
- RGP (New York, NY)
- …and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance... regulatory requirements. + Provide strategic guidance on regulatory change management , helping clients adapt to… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …+ Educate providers and staff on documentation guidelines, coding requirements, and regulatory changes + Participate in clinical validation denials review and value ... and other teams to facilitate accurate clinical documentation + Assists CDI manager with ongoing quality assurance reviews of clinical documentation staff, ad hoc,… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business ... experience in financial services, with significant experience in business controls, risk management , audit , or compliance within Wealth Management , Private… more
- Neuberger Berman (New York, NY)
- …documents + Review partnership and fund IRRs on a quarterly basis + Review management fee calculations + Collaborate with audit and tax professionals to support ... fund administrators in recording and reconciling transactions within the portfolio management and accounting systems. Additionally, this position assists with the… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. ** Manager - Audit & Regulatory Management ** How we serve our customers is constantly ... educates partners with an examiner and regulator mindset. The Audit & Regulatory Management - Manager will play a key role in supporting the Compliance… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... subject matter expertise. + Acts as primary contact with management regarding audit scope, findings and status...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Synchrony (New York, NY)
- …plan development and quarterly refresh, audit committee and board reporting, regulatory engagement, Issues Management , and functional Supplier Management ... presenters, reporting of themes and trends, and preparing materials for the annual Audit Committee Roadshow + **Support and coordinate regulatory engagement** ,… more
- American Express (New York, NY)
- …internal capabilities and technologies. **About the Role:** We are seeking an experienced Audit Manager with a strong interest and expertise in Treasury ... In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training… more
- TD Bank (Jackson, NJ)
- …+ Assesses/identifies key issues and escalates to appropriate levels and relevant stakeholders and audit management where required + Maintains a culture of risk ... details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals… more
- Capital One (New York, NY)
- Audit Manager - Global Payment Network...operations and ecosystem related risks, as well as risk management and regulatory expectations for a large ... the enterprise. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of... audit reports. + Communicate the results of audit projects to management via written reports… more
- Capital One (New York, NY)
- Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our … more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** This position reports into the VP, Senior Audit Manager - Credit, responsible for providing independent and objective ... Contribute to the direction and focus of the Credit, Analytics & Models Internal Audit Team through active engagement in risk assessment, audit planning, and… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... development; and key internal capabilities and technologies. **About the role** The Internal Audit Group (IAG) is seeking a **Senior Manager - Audit… more
- American Express (New York, NY)
- …**About the Role** Our Internal Audit group is seeking an eager Cybersecurity Audit Manager in New York City, Phoenix, or Sandy to help advance and ... In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Non-Financial Risk Management (NFRM) is responsible for executing ... audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight...for TD Bank's Governance, Risk & Oversight Functions. The Audit Manager I will participate in the… more
