- Vaco by Highspring (Youngtown, AZ)
- Vaco is partnering with a client in Tempe, AZ to hire a Senior Trading Specialist . In this role, you will handle incoming calls and online service tickets ... the system. The ideal candidate will hold an active Series 7 and Series 63 or 66...to management. Maintain a solid understanding of the company's trading operations and be able to explain processes to… more
- Bank of America (Phoenix, AZ)
- …regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and ... knowledge of financial crimes typologies + FINRA licenses including the SIE or Series 7 at minimum, or related experience + Demonstrates an understanding of… more
