- HSBC (New York, NY)
- …team and in accordance with the plans agreed with the Financial Reporting and Tax Risk Stewards + Lead the delivery and management of all SOX activities in ... Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...as requested by management. These include: + Regional Finance Risk and Control Management Meeting (RCMM) - lead… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory inquiries and managing… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 24 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... partners. Ensure the transparent prioritisation of a common backlog to drive risk reduction, simplification and wider strategic needs. Ensure risk - risk… more
- Warner Music Group (New York, NY)
- …engagements from planning through fieldwork and reporting + Participate in the scoping, risk assessment , and planning of internal audit activity + Manage SOX ... + Manage affiliate audits to assess financial, operational, and compliance processes and evaluate effectiveness of risk ...across the business + Be a change agent to lead and effect desired change throughout the organization **About… more
- SMBC (New York, NY)
- …before engagement in a timely manner. (eg, Coupa Vendor Risk assessment ) Contract & Price Negotiation + Lead contract negotiations, including pricing ... engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and ... is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
- embecta (Parsippany, NJ)
- …+ Lead the development and execution of the annual enterprise-wide risk assessment to inform internal audit priorities and departmental initiatives. + ... company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance , and enterprise risk management. As a senior leader in… more
- Equinor (Brooklyn, NY)
- …a job in Norway you will be asked for information on affiliation to high- risk countries for a security assessment . **About Equinor** Equinor is an international ... does the job involve?** The Control Room Operator will lead the safe and efficient operation of Empire Windfarm...solve complex tasks with a short-term operational or tactical impact/ risk . You deliver on tasks defined by others (and… more
- TD Bank (New York, NY)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- American Express (New York, NY)
- …culture of integrity and effective second line independent Compliance oversight. The Director, Compliance Risk Assessment Program, is a key member of the ... Management team responsible for designing, governing, and overseeing the enterprise-wide Compliance Risk Assessment (CRA) framework. This role supports… more
- City of New York (New York, NY)
- …the Office of Internal Audit & Control. Reporting directly to the Director, Risk Assessment & Accountability, the successful candidate will: - Supervise ... codes. Since its inception in 1865, FDNY has helped lead efforts to make New York the safest big...standards. - Supervise and coordinate the preparation of enterprise risk assessments in compliance with federal, state,… more
- Citigroup (Queens, NY)
- …offer, and ultimately help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for ... will report to the Head of Wealth Controls and Risk Management. **Key Accountabilities** + Lead a...experience in large global financial firms. + Deep global risk assessment and mitigation leadership experience across… more
- JPMorgan Chase (Jersey City, NJ)
- …adherence to firm standards, regulatory requirements, and industry best practices. + Lead comprehensive risk assessment activities, including annual, ... risk management at JPMorgan Chase. As the Executive Director of Technology Risk Assessment for Financial Reporting within our Cybersecurity and Technology… more
- JPMorgan Chase (Jersey City, NJ)
- …you will work in the Operational Risk Management (ORM) Risk Assessment Central Analytics Team within Compliance , Conduct and Operational Risk (CCOR) ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and watch items that could materially affect a specific risk assessment . Present CCOR's effective challenges of… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational… more
- TD Bank (New York, NY)
- …Process Risk Control Assessment testing, Risk Appetite and Risk reporting for the Compliance Function. This role serves as the liaison between ... a mission to build a more resilient and scalable compliance risk management function. As part of...mapping and risk assessments under the Process Risk & Control Self- Assessment Framework. Ensure quality… more
- Bayer (Whippany, NJ)
- …diverse minds to make a real difference, there's only one choice.** **Senior Benefit Risk Management Lead , Oncology** The Senior Benefit Risk Management ... TASKS AND RESPONSIBILITIES** The primary responsibilities of the Benefit Risk Management (BRM) Lead are to: +...activities for products of strategic importance by providing in-depth assessment of complex safety and benefit- risk topics… more
- Citigroup (New York, NY)
- …+ Provide day-to-day AML risk assessment and oversight for high- risk client segments including Payment Intermediaries. + Lead enhanced due diligence ... to join our team as a **Digital Payments** **AML Risk Management Lead Analyst.** Citi's central role...equivalent experience + Master's degree preferred **Job Family Group:** Compliance **Job Family:** AML Risk Management **Time… more
- Justworks (New York, NY)
- …leader to join the team to lead and manage the Security Governance, Risk , and Compliance (GRC) function. This Director of GRC role will provide expert ... Director, Governance Risk & Compliance New York, New...and sometimes contradictory information to effectively solve problems. + Risk assessment - Apply a logical step-by-step… more
- JPMorgan Chase (Jersey City, NJ)
- …industry regulatory requirements + Proficient knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, ... innovation in risk management. As a Tech Risk & Controls Lead in Cloud Foundational...control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications,… more
