- HSBC (New York, NY)
- Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work ... risks in accordance with HSBC Group's risk framework. The Director of Wealth, Private Banking and Insurance Regulatory...products + Assist the business with the implementation of policy arising out of changes in Compliance within the… more
- Jobleads-US (New York, NY)
- …Relations focuses on the day-to-day employee and labor relations functions, policy development, union negotiations, contract administration, regulatory and ... Senior Director - Labor and Employee Relations 463 7th...employee and labor relations practices. Create training on all policy and procedural changes for the HR team and… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Special Credits Group is seeking an Executive Director to lead the Corporate Product Team. This is a key leadership role ... efforts within the Special Credits Group, including operational process documentation, policy and procedure readiness, and the development of operational metrics and… more
- SMBC (Jersey City, NJ)
- …Covered Associates. + Coach and mentor team members. + Manage internal audits and regulatory examinations. + Lead refresh process for Policy and Procedures. + ... Other duties as required. **Qualifications and Skills** + At least 15 years of institutional broker-dealer compliance experience, with a minimum of 10 years of managing an outside business activities, private investments and political contributions program. +… more
- Banc of California (New York, NY)
- …provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, executes, and enforces ... loan portfolio under the general supervision of the Managing Director , CAF. Responsible for loan underwriting and credit approval...the Bank's credit policy . + Takes action as needed to ensure adherence… more
- Coty (Morris Plains, NJ)
- …global ingredient policy development and defense. This position reports to the Director , NA Regulatory Affairs and R&D Material Management and is based in ... Senior Manager, US Regulatory Affairs and Ingredient Support **SENIOR MANAGER, US...US relevant ingredient topics, contributing to Coty's global ingredient policy development. + Represent Coty on Personal Care Products… more
- Prysmian (Bridgewater, NJ)
- …Prysmian! (https://www.youtube.com/watch?v=ZVx-NAGfjEs&feature=embtitle) **Position Summary:** Reporting to the Director of Quality, the Regional Quality Manager is ... relevant quality standards. + Ensure all plants comply with regulatory , customer, and internal quality requirements. + Lead audits...data will be treated according to our Data Protection Policy . If you believe you require assistance to complete… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Overview** As a Regulatory Policy Director at SMBC you will be the authoritative ... and have an ability to influence senior levels. **Role Description** The Regulatory Policy Director will mainly support regulatory reporting stakeholders… more
- TD Bank (New York, NY)
- …in regulatory change management and business-related processes to ensure policy and procedures and training materials are kept current + Administer FINRA ... more specific details for this role. **Job Description:** This Director - Compliance role will be a key member...Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within… more
- Sanofi Group (Morristown, NJ)
- **Job Title:** Director , US Regulatory Affairs - Advertising and Promotion (Hybrid) **Location:** Cambridge, MA Morristown, NJ **About the Job** Are you ready to ... critical in helping our teams accelerate progress. As the Director , US Regulatory Affairs - Advertising and...to ensure materials are consistent with US regulations, company policy and industry guidelines. You'll be asked to solve… more
- AbbVie (Florham Park, NJ)
- …for ensuring that corporate goals are met. Key internal leader and driver of regulatory policy and strategy for assigned products. + Leads preparation of global ... Instagram, YouTube, LinkedIn and Tik Tok (https://www.tiktok.com/@abbvie) . Job Description The Director , Regulatory Affairs Global Regulatory Strategy is… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... around HR processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely with regional HR… more
- TD Bank (New York, NY)
- …accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance. ... markets sales, trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the planning, direction, and… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category ... benefits individuals and supports business. Through engagement, data-driven regulation and policy , and operational excellence, the Department and its employees are… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs by ... Research, analyze, and understand current marketplace issues and emerging risk and regulatory requirements and guidance, and develop points of view to address client… more
- Citigroup (New York, NY)
- …160 countries and jurisdictions, offers an unparalleled platform for financial regulatory lawyers. With its vast and sophisticated institutional, commercial, and ... In this senior management-level role, you will be part of the Financial Services Regulatory Legal team and will serve as Citi's primary legal adviser on US… more
- City of New York (New York, NY)
- …financial health; and creates publicly-available research reports and other materials. The Policy team monitors regulatory changes that would impact the delivery ... agenda. OFE is seeking an entrepreneurial, driven, innovative and highly-organized Assistant Director of Policy & Research to join OFE's Policy & Research… more
- JPMorgan Chase (Brooklyn, NY)
- …categorization and calculation of capital requirements, review and approval of regulatory policy guidance documents and key rule interpretations therein, ... testing of Basel RWA calcs. As a Capital Risk Policy (CRP) Executive Director , you will join...SME to provide effective challenge of the firm's capital policy function on how the regulatory capital… more
- City of New York (New York, NY)
- …Division on a daily basis in a rigorous, growth-oriented and supportive environment. The Director will: - Lead a team of policy analysts and advisors, building ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... and increasing opportunities for equitable growth. The Office of Policy & Strategy (OPS) leverages its expertise to guide...NYC fair housing plan and related reports. The Deputy Director will report to the Director of… more
