- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- Bloomberg (New York, NY)
- … Connectivity + Strong understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor ... **Our Team** ETS unites all of Bloomberg's cross-asset electronic trading platforms into one team, delivering trading ...electronic trading platforms into one team, delivering trading solutions and analytics to both our Buyside and… more
- Wells Fargo (New York, NY)
- …directly to the Municipal Products Group (MPG) COO, the Municipals Sales & Trading Business Manager position will provide ongoing day-to-day support for ... desk-related activities within the Municipal Sales and Trading desk and COO organization. This role acts as an extension of the COOs and leaders in all things… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary** : The Business Manager - VP will, together with existing Business Management team, support the ... International Global Markets Sales & Trading businesses. His/her primary focus will be on supporting...and controls are appropriately documented and managed, working with compliance and legal to develop solutions to ensure regulatory… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control environment + Utilize yoursoundanalytical skills and Global Markets Electronic Trading expertise to execute assigned audit testing responsibilities. + Lead… more
- Robert Half Finance & Accounting (New York, NY)
- Description Customs Compliance Analyst - Commodities Trading . Our client a global leader in physical energy and metals trading based in NYC trading is ... analyst to their logistics team. This position will assist the Manager with product classification, valuation, research trade regulations, and prepare customs… more
- Citigroup (New York, NY)
- …team of investment professionals. This individual will be responsible for trading , quantitative analytics, and will maintain strong relationships with broker dealer ... + Actively participate in strategy discussion, monitor market conditions, credit trends, trading technical factors and provide ongoing market color to the team +… more
- PNC (New York, NY)
- …contribute to the company's success. As a Capital Markets Managing Director I - Trading within PNC's Capital Markets organization, you will be based in New York, NY. ... agency and non-agency CMBS securitizations. **Job Description** + Lead and manage trading strategy and execution for select capital markets products. Makes markets… more
- Raymond James Financial, Inc. (New York, NY)
- …headquarters or our New York City office. **Job Summary:** As a Project Manager supporting the Global Equities and Investment Banking (GEIB) Technology division at ... Raymond James, the Project Manager will assist in the managing of large and/or...of complex GEIB projects, with a strong focus on trading applications and initiatives. **Essential Duties and Responsibilities:** +… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets Business; serves as… more
- BMO Financial Group (New York, NY)
- …**Position Description** We have the unique opportunity for a VP/Director, Commodities Trading to join our Energy group in North America. The broad mandate ... change within the business unit. **Group Overview** The Commodities Trading group is a team within Global Markets' Global...& Legal + Market Risk + Client Onboarding + Compliance **Compensation and Benefits:** $250,000 - 275,000 USD **Salary:**… more
- Citigroup (New York, NY)
- **Department Description** The Non- Trading Market Risk (NTMR) Operations within Treasury Chief Administrative Office (CAO) is responsible for reporting, analytics ... Risk on Banking Book (IRRBB) and Credit Spread Risk arising from non- trading book activities (CSRBB). NTMR Operations' main responsibilities include: + Perform the… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... and leverage broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by… more
- Citigroup (New York, NY)
- …the extent required by, and in accordance with the Governance, Risk & Compliance & Manager 's Control Assessment Central Procedures. + Responsible for providing ... processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market Risk (TBT&MR) Data & Tech. group… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 206799 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , Compliance Testing (206799)** **Global Banking and Markets** Global… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...Futures, Fixed Income and/or FX products. + Knowledge of trading business, markets, and products, with an understanding of… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Compliance team to support the US and Canadian trading businesses. + Work closely with global teams on...+ A minimum of 7-10 years of legal or compliance experience, including significant experience supporting trading … more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm's Cash Equities Electronic Trading ... across two US broker-dealers. The role will include accountability for compliance advisory services, design and execution of surveillance activities, and… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... We work together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment contributes to the overall success of… more