- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Raymond James Financial, Inc. (New York, NY)
- …Description** **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all ... components of the compliance program at an asset management firm in Manhattan,...near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- MongoDB (New York, NY)
- …applications. MongoDB seeks a senior individual to act as the VP focused on compliance and trust, representing the office of the CISO and Product organizations in ... assist in the evangelizing of our security functionality and compliance posture for MongoDB Atlas and the Developer Data...each customer to improve a customer's security posture and compliance position + Regularly evangelize solutions as one of… more
- Hackensack Meridian Health (Edison, NJ)
- …in order of importance_ **_):_** In conjunction with the Hackensack Meridian Health Chief Academic Officer : 1. Compliance with Regulatory Requirements - ... the Hackensack Meridian Health Designated Institutional Official (DIO) and Chief Academic Officer , the ACAO: leads the...and fellowship programs, as well as regional site(s), maintain compliance with ACGME and Medical Board of New Jersey… more
- JPMorgan Chase (New York, NY)
- …Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory ... the most complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely with the Board and cross-functional stakeholders.… more
- MTA (New York, NY)
- …- $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 ... attention. + Manage the analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director as part of the… more
- American Express (New York, NY)
- …This Director Assistant position reports directly to the Senior Vice President, Deputy Chief Compliance Officer and will provide thought leadership, support ... organizational management support on a broad range of priorities for the Deputy Chief Compliance Officer + Organize, facilitate, and set the agenda for staff… more
- American Express (New York, NY)
- …into the VP of the Compliance Transformation Office, work with the SVP, Deputy Chief Compliance Officer , the Compliance & Ethics Leadership team and ... the future of American Express. The Global Risk & Compliance Organization (GRC) is an independent risk management function,...is an independent risk management function, led by the Chief Risk Officer , with the objective of… more
- Mitsubishi Chemical Group (Trenton, NJ)
- …organized by business units, topic(s), status, or other elements significant to the Chief Compliance Officer or Executive Leadership. + Create executive ... case summaries to support the Chief Compliance Officer communications to Executive Leadership, the Board(s) of Directors, the Global Internal Control and … more
- Capital One (New York, NY)
- … compliance team and to serve as a chief of staff to the Chief Compliance Officer for Global Payment Network and the broader leadership team. This ... Sr. Network Compliance Manager We are seeking a highly motivated...ensuring operational rigor. Responsibilities: + Liaison with the Enterprise Compliance Governance team and other Local Governance Leads (LGOV)… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- TD Bank (New York, NY)
- …monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the Bank's compliance ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- Scotiabank (New York, NY)
- …Dealer, Scotia Capital USA ("SCUSA") Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual ... Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117.400,00 -...individual must contribute to the overall success of the Compliance Department by ensuring specific individual goals, plans, and… more
- Prime Therapeutics (Trenton, NJ)
- … Committee and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal - Remote **Job Description** The Compliance Principal is… more
- Prime Therapeutics (Trenton, NJ)
- …collect, prepare, and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, ... drives every decision we make. **Job Posting Title** Senior Compliance Analyst - Remote **Job Description** The Senior ...Compliance Analyst - Remote **Job Description** The Senior Compliance Analyst assists in the implementation of Prime's … more
- Prime Therapeutics (Trenton, NJ)
- …collect, prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, ... our passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Interpretation and Advising) - Remote **Job Description** The Senior … more
- City of New York (New York, NY)
- …and policy implementation. The Compliance Specialist will report to the Deputy Chief People Officer of Compliance , Payroll & Labor Relations and ... - Collaborate with the Chief People Officer and Deputy Chief People Officer of Compliance , Labor Relations, and Payroll to transform data into… more