- TD Bank (New York, NY)
- …and issues, and to propose practical solutions to mitigate risk, as it relates to compliance Global Control Room. + Demonstrated ability to work across teams ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...for enhancements, to the Global Head of Global Control Room and Compliance … more
- TD Bank (New York, NY)
- …in conflicts management within a global financial institution, preferably in a control room or compliance function + Deep understanding of investment banking ... experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical...managing and mitigating conflicts of interest across the firm's global business lines. The ideal candidate will bring over… more
- American Express (New York, NY)
- …are managed effectively and in compliance with regulatory expectations. **The Director , Global Merchant & Network Services Operational Risk will:** + Assess ... help us define the future of American Express. The Global Risk & Compliance Organization is an...& Operations. The ORM organization is looking for a Director , Global Merchant & Network Services -… more
- CBRE (New York, NY)
- …safety-first culture. * Directs and provides overall strategic management of the account's global compliance program to ensure adherence to CBRE and client ... Senior Alliance Director , Global - Talent Community Job... and controls requirements * World-class safety and controls compliance is a "license-to-operate" expectation and must be supported… more
- City of New York (New York, NY)
- …health and pest control . The Division of Environmental Health seeks an Operation Director Vector Control for its Bureau of Veterinary and Pest Control ... BE LIMITED TO: Under the direction of the Executive Director of Vector Surveillance and Control , the... efforts. This leading role ensures program effectiveness, regulatory compliance , and public engagement in reducing the threat of… more
- Scotiabank (New York, NY)
- Director & Head, Digital Channels - Portal and Mobile, Global Transaction Banking **Requisition ID:** 221443 **Salary Range:** 180.000,00 - 301.500,00 _Please ... committed to results, in an inclusive and high-performing culture. ** Director & Head, Digital Channels - Portal and Mobile,... & Head, Digital Channels - Portal and Mobile, Global Transaction Banking - New York, NY** ** Global… more
- Scotiabank (New York, NY)
- Director , Global Sanctions Regulatory and Emerging Risks **Requisition ID:** 228912 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary Range ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a… more
- TD Bank (New York, NY)
- …please let us know and we will work with you to meet your needs. The Director Governance & Control partners with the Business and other groups globally to ... line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business...products, and services, and is operating within risk appetite. Director Governance & Control reviews and assesses… more
- Citigroup (New York, NY)
- …between Middle Office, Settlements, and the Business + Develop an effective control framework that fully meets Audit, Compliance and Regulatory requirements; ... model and creating an exciting environment to work in. We are a dynamic global organization, with a presence in over 60 Countries; covering all post execution… more
- Citigroup (New York, NY)
- …credible challenge and positively influence the transformation of global compliance risk management, the related control frameworks and Internal Audit ... to validate strategic firmwide transformation initiatives related to the Compliance Risk Management Framework. As a Director ...expectations related to compliance risk management and control frameworks for a large global organization.… more
- City of New York (New York, NY)
- Job Description The Bureau of Tuberculosis Control is seeking a Director of Education & Training. Under the direction of the Director of Training & Outreach, ... the Director supervises training staff, interns, and volunteers. The Director is responsible for managing the overall quality of the Education & Training program… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **Job Description** **The Team:** The Associate Director will be responsible for managing two global teams, ensuring the ... architecture. + Familiarity with front-end build tools and version control systems. **About S&P Global Ratings** At...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. Global Merchant & Network Services (GMNS) brings together American Express' merchant-and network ... manages bank partnerships globally. The objective of the GMNS Control Management Specialized Operational Risk (OR) team is to...topical Operational Risk intelligence. GMNS is looking for a Director of Specialized OR to lead a diverse team… more
- TD Bank (New York, NY)
- …vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific. Leads ... Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- SMBC (New York, NY)
- …global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- NBC Universal (New York, NY)
- …Improvement + Support identification and prioritization of Continuous Improvements impacting the Global processes within R2R Control Environment + Establish and ... expected to be completed during 2025. Role Purpose: The Global Process Owner, Record to Report (R2R) sits within...maintain an appropriate accounting control environment within Finance operations for R2R, working closely… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary Range shown is a guideline ... Compliance officers outside the US to reinforce a global approach to compliance . + Operating with...and evaluate the impact of controls to address ongoing compliance . + Coordinating activities with Internal Control … more
- S&P Global (New York, NY)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... + Strong understanding of content modeling, editorial workflows, version control , and publishing pipelines. + Proven track record in...effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the… more
- JPMorgan Chase (New York, NY)
- …an Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational Risk Technology & ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...escalating and tracking risk items as necessary. + Identify global risk concentrations, assess risks, and recommend control… more