- Citigroup (New York, NY)
- …collaborating across all relevant functions. + Provide design oversight over the Regulatory Remediation activities to influence and collaborate across functional ... the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting....The individual will support effective decision making in the remediation of critical gaps in regulatory reporting… more
- Scotiabank (New York, NY)
- Director , Global Sanctions Regulatory and Emerging Risks **Requisition ID:** 228912 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary ... to meet the ever-evolving sanctions risks. **What You'll Do** The Sanctions Regulatory Emerging Risks Director oversees the identification, assessment, and… more
- Citigroup (New York, NY)
- …Communications and Reporting Director leads the directional strategy of regulatory remediation progress reports to regulators and internal reporting to ... that are transparent, comprehensive and clear. This role reports to the Finance Regulatory Engagement & Oversight Managing Director based in New York.… more
- TD Bank (New York, NY)
- …in Compliance and Global Control Room + Experience managing complex regulatory remediation . + Familiarity with regulations and compliance strategies and risk ... and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global… more
- Wells Fargo (New York, NY)
- …US **About this role:** Wells Fargo is seeking a **F** **ront-Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in Corporate and Investment ... and Compliance partners to strengthen risk governance, execution, and policy adherence across global teams. **In this role, you will:** + Lead and manage the CIB… more
- American Express (New York, NY)
- …and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The Director , Global Merchant & Network Services ... safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates...& Operations. The ORM organization is looking for a Director , Global Merchant & Network Services -… more
- Bristol Myers Squibb (Princeton, NJ)
- …in their personal lives. Read more: careers.bms.com/working-with-us . **Job Description:** Director , Global Supply Chain Data Capability Owner **Job ... Title/Role:** Director , Global Supply Chain Data Capability Owner **Department Name/Functional Area:** Business Performance & Transformation, Global Supply… more
- S&P Global (New York, NY)
- …**The Impact:** The Managing Director - Criteria SME will report to the Global Head of Structured Finance Methodologies and will be part of a team that is ... the Role:** **Grade Level (for internal use):** 14 **The Team:** The S&G Global Methodologies team is responsible for the development of the analytical frameworks… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit** **Review** **O** **fficer** **The** **Role** **:** Lead ... Review Officer, you will join a team of risk management professionals representing S&P Global 's third line of defense over a range of analytical activities with an… more
- Wells Fargo (New York, NY)
- …and hands-on **Executive Director -level Senior Lead Data Scientist** to join our ** Global Payments & Liquidity (GPL)** team. In this role, you will work with ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Citigroup (New York, NY)
- …expectations related to compliance risk management and control frameworks for a large global organization. + Global regulatory relationships - Helps manage ... The Audit Director is a senior level management position responsible...Compliance Transformation, provide real time independent effective challenge to remediation efforts. Proactively manages IA's relationships with key business… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- TD Bank (New York, NY)
- …with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in ... you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The… more
- SMBC (New York, NY)
- …implementation of critical data model transformation and data quality control remediation projects. Regulatory Coordination: + Communicate with regulators on ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...to help ensure that the bank appropriately addresses the regulatory risks relative to the Rule. The position will… more
- Scotiabank (New York, NY)
- …internal policies and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to ... Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- Citigroup (New York, NY)
- …Data Concerns and Data issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance, Compensating Controls validation and ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... global role, the incumbent will work with the Trade...prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO.… more
- Citigroup (New York, NY)
- …a strategic professional who manages the end-to-end process for the drafting of regulatory remediation progress reports to regulators and related updates to ... transparent, comprehensive and clear. This role reports to the Finance Regulatory Engagement Communications and Reporting Director . **Responsibilities:** +… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)… more
- Citigroup (New York, NY)
- …ie RCSA + Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit ... Citi Global Markets provides world-class solutions and an unmatched...also requires relevant experience in ensuring compliance with E-Trading regulatory requirements, namely MAR (15c3-5), as well as supporting… more