- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance...10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but… more
- TD Bank (New York, NY)
- …the registration, licensing, entity filing and employee matters in connection with TD's US Wholesale businesses. The Director Compliance TDS oversees/leads a ... **Work Location** : New York, New York, United States of America **Hours:** 40...for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- Citigroup (New York, NY)
- …Family:** Audit **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - ... 's efforts to validate strategic firmwide transformation initiatives related to the Compliance Risk Management Framework. As a Director covering Compliance… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy systems into agile, cloud-native solutions… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New ... Trading businesses by acting as a team leader for Markets Compliance . **What You'll Do** + Acting...team. + Communicate with sales and trading management and US Compliance personnel on relevant compliance… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... **Work Location** : New York, New York, United States of America **Hours:** 40...investment banking Functions including M&A, Debt and Equity Capital Markets . The Director Compliance TDS… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a ... and ideas of those who work and shop with us because our differences make us stronger\....Dublin, CA, we have 3 buying offices in key markets in New York City, Los Angeles, and Boston,… more
- SMBC (New York, NY)
- …with global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is ... seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing and mitigating conflicts of… more
- Dow Jones (New York, NY)
- …Mansion Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market Analytics. Dow ... will support the Dow Jones Internal Controls and SOX Compliance programs. This position will report to the SVP,...and IT automated control requirements + Strong knowledge of US SOX regulations and their application to IT systems… more
- Ankura (New York, NY)
- …Security professional and program leader in a company, professional services firm, or US Government . Demonstrated expertise in cyber compliance assessments . ... that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services… more
- Wolters Kluwer (New York, NY)
- …and Compliance ** + Maintain and monitor Quality Management System (SOPs/WIs) in compliance with ISO 13485, US Quality System Regulation for SaMD regulated by ... product compliance . + Prepare documentation and third-party testing for US and global registrations, license renewals, new product registrations, and product… more
- Banc of California (New York, NY)
- …for leading the independent Credit Review function of the Bank. The Credit Review Director ensures the team's compliance with the Credit Review Policy, executing ... banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range… more
- Terumo Medical Corporation (Somerset, NJ)
- …The Senior Compliance Manager -Monitoring & Transparency, will support the Director - Healthcare Compliance of Terumo Americas Holding and its managed ... Jul 5, 2025 Req ID: 4392 Location: Somerset, NJ, US , 08873 Company: Terumo Americas Holding, Inc. Department: TAH...senior management on a regular basis. + Assists the Director - Healthcare Compliance in partnering with… more
- SCI Shared Resources, LLC (Ocean, NJ)
- …company expectations; and local, state, or federal laws. As the licensed Funeral Director , responsible for the compliance with all mortuary, health, and vital ... statistics regulation compliance within the funeral establishment(s). **JOB RESPONSIBILITIES** Arrangements Conference...charity events to represent and promote the location or market . General + Works under general guidance. New associates… more
- SCI Shared Resources, LLC (Toms River, NJ)
- …state, or federal laws. May perform Embalming responsibilities. As the licensed Funeral Director , responsible for the compliance with all mortuary, health, and ... vital statistics regulation compliance within the funeral establishment(s). **JOB RESPONSIBILITIES** **Arrangements Conference**...charity events to represent and promote the location or market . **Embalming** + Cares for deceased in a respectful… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Position Overview: The Corporate Tax Compliance Associate will support the VP/Executive Director of Compliance in managing the company's tax ... Tax Provision: + Prepare and calculate quarterly and annual tax provisions, ensuring compliance with US GAAP. + Reconcile tax accounts and maintain accurate… more
- Cognizant (New York, NY)
- …assist clients on their digital transformation needs. The qualified candidate can live in the United States , will work remotely, and must be able to travel as ... Flexible & Collaborative. **Work Authorization** Must be legally authorized to work in the United States without the need for employer sponsorship, now or any… more
- Scotiabank (New York, NY)
- …support your unique family, financial, physical, mental, and social health needs. \#GBM2025 Location(s): United States : New York : New York City Scotiabank is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and… more