- TD Bank (New York, NY)
- …and licensing team primarily responsible for FINRA and swap-dealer individual and branch registrations. + Responsible for routine and ad hoc filings related to ... disclosures to FINRA. + Assist with FINRA requirements related to branch inspections including supporting the risk assessment process for work locations/remote… more
- Paychex (Manhattan, NY)
- …area regional or national meetings. + Establishes and maintains partnerships with Sales, Branch , Hub, and Premier personnel to ensure that all current client ... Participates in training sessions and continues self-study modules to become a Senior Retirement Plan Sales Representative. + May be required to travel outside… more