- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US , 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are ... looking for a Senior CRA Compliance Officer to join our ...financial solutions to our customers, with presence in the United States , the Caribbean and Latin America.… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. This role within the ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO). The BACO for this...and regulatory bodies on risk related topics **Required Qualifications, US :** + 7+ years of Compliance experience,… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... line of business QA testing results. * Work with Senior Compliance Officer , Compliance...for any part of the employment process. Please contact us via [email](mailto:###@cnb.com) or leave a message at ###.… more
- Scotiabank (New York, NY)
- …Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with ... In this role, you will provide senior compliance support for the Scotiabank US Sales...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... **Work Location** : New York, New York, United States of America **Hours:** 40...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Prime Therapeutics (Trenton, NJ)
- …prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... and drives every decision we make. **Job Posting Title** Senior Compliance Analyst - Remote **Job Description**...(ACA) + Must be eligible to work in the United States without need for work visa… more
- Prime Therapeutics (Trenton, NJ)
- …prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Interpretation and Advising) -...(ACA) + Must be eligible to work in the United States without need for work visa… more
- Prime Therapeutics (Trenton, NJ)
- …prepare, and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... and drives every decision we make. **Job Posting Title** Senior Compliance Analyst - Remote **Job Description**...(ACA) + Must be eligible to work in the United States without need for work visa… more
- Ascendis Pharma (Princeton, NJ)
- …develop their skills. This position reports to the US General Counsel and Chief Compliance Officer . The Senior Paralegal will be part of the Ascendis ... biopharmaceutical company with locations in Denmark, Europe, and the United States . Today, we're advancing programs in...Pharma Legal and Compliance team and responsible for negotiating contracts, improving processes,… more
- Zurich NA (New York, NY)
- VP, Senior Underwriting Officer 120961 Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to work ... will be filled at either the Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Bank of America (New York, NY)
- …years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/New-York/ Senior -Portfolio-Management- Officer ... an impact. Join us ! **Job Description:** The Senior Portfolio Management Officer (SPMO) is responsible...Structurng + Problem Solving + Negotiation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a ... brand more widely; Work collaboratively with the Global and US Compliance teams where necessary to ensure...with the ability to effectively influence others and engage senior stakeholders and foster collaboration amongst Compliance ,… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Association of National Advertisers (New York, NY)
- …trade association representing client-side marketers, is seeking a dynamic and strategic Senior Vice President, Deputy Chief Information Officer (Deputy CIO) to ... $400 billion in marketing and advertising annually. It consists of US and international companies, including client-side marketers, nonprofits, universities, and… more
- AIG (New York, NY)
- About the role The Senior Reinsurance Officer is responsible for managing technical claims and operations for the Ceded Re Team, reporting to the Global Head of ... and Executive leadership on allocation of reinsurance treaty spend + Manage select compliance requirements for the Ceded Re Team to ensure proper disclosures to… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's… more