- KeyBank (Buffalo, NY)
- … with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... this role assist in the design and execution of operational risk testing and continuous...Bachelor's degree + Minimum 3 years of banking operations, risk management ( operational and/or compliance ),… more
- KeyBank (Amherst, NY)
- …quo. The ideal candidate will have experience managing a team of testing , compliance , or operational risk professionals, a strong knowledge of banking ... processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing...Job Functions** + Lead and manage a team of operational risk testing professionals and… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- KeyBank (Buffalo, NY)
- …to include among others: the development and implementation of Operational risk policies and procedures; assessment, monitoring and testing ; establishment of ... being the subject matter expert on operational risk activities associated with risks, controls, testing ,...team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance… more
- M&T Bank (Buffalo, NY)
- …the businesses/functions that it supports. The position is responsible for providing operational risk oversight for the businesses/functions that it supports and ... a manner that adheres to the expectations of the operational risk management framework, as it evolves,...Experience Required:** Bachelor's degree and six years' experience in compliance , legal, audit, risk , or other relevant… more
- KeyBank (Amherst, NY)
- …management, trust/fiduciary compliance laws and regulations, risks and supporting operational processes, experience in testing /auditing, and a passion for ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines… more
- KeyBank (Amherst, NY)
- …compliance , or testing (eg - second-line-of- defense testing , other risk or compliance testing functions, and/or internal or external audit). ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...and compliance partners in designing and executing compliance testing , special projects, and ongoing monitoring.… more
- KeyBank (Amherst, NY)
- …(CAFP), Certified Fraud Examiner (CFE), etc.). + Prior financial services compliance testing experience leveraging risk -based auditing techniques. ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk... compliance laws and regulations, risks and supporting operational processes, experience in testing /auditing, and a… more
- KeyBank (Amherst, NY)
- …regarding corporate-wide compliance issues and the identification and mitigation of compliance risk . + Perform complex compliance tasks as assigned. ... includes, but is not limited to, merger and acquisition activities, contract reviews, risk assessments, compliance risk mitigation strategies, new or… more
- M&T Bank (Buffalo, NY)
- …and responsibilities for risk initiatives they lead. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... + Actively participate in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing as an individual… more
- M&T Bank (Buffalo, NY)
- …relationship with business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... areas of focus for the business area's control design, risk -based testing , continuous monitoring programs. + Develop,...Adhere to applicable compliance / operational risk controls in accordance with Company… more
- M&T Bank (Buffalo, NY)
- …Build a working relationship with business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... the development, execution and reporting of the business unit's risk -based testing program. Ensure control testing...Adhere to applicable compliance / operational risk controls in accordance with Company… more
- M&T Bank (Buffalo, NY)
- …+ Build a working relationship with business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... and recommend areas of focus for the business area's risk -based testing program. + Oversee reporting to...Adhere to applicable compliance / operational risk controls in accordance with Company… more
- M&T Bank (Buffalo, NY)
- …salary recommendations, performance management and terminations. + Adhere to applicable compliance / operational risk controls in accordance with Company ... **Overview** Responsible for in-depth monitoring, evaluation, and risk identification on the Bank's exposure to counterparty...tools, to identify pockets of CCR + Analyze stress testing results and enhance existing stress testing … more
- M&T Bank (Buffalo, NY)
- …teams, and vendors to implement new systems, resolve issues, and support audits and compliance testing . + **Be a Strategic Partner** : Go beyond order-taking - ... Join a newly formed, high-impact team focused on driving strategic insights and operational excellence across M&T Bank's retail banking network. This role sits at… more
- M&T Bank (Getzville, NY)
- **Overview:** Participate in the development, implementation and execution of various operational risk / compliance -related initiatives at the business line ... . + Maintain compliance policy manual. + Conduct periodic compliance reviews and testing of the business unit. Perform reviews and testing according… more
- Citigroup (Getzville, NY)
- …to maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related ... such as assessment & design, MCA, QA, Monitoring & Testing , Issue Management and/or Governance Reporting & Analysis for...Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. * Support… more
- Citigroup (Getzville, NY)
- …and accuracy. + Coordinates a wide range of ER activities to implement Operational Resilience and a CoB Programs that includinges: Assessment, Planning, Testing , ... vendors + across all Global Products/Functions ("Sectors") and Regions by applying a risk -based methodology. + Partners with the ER leadership and central teams to… more
- M&T Bank (Buffalo, NY)
- …Lending Operations + Support provided for departmental audits including user certifications and compliance testing + Lead and participate in planning, testing ... innovation, efficient management of expenses, customer service and experience, and risk mitigation. Support bank activities by providing services related to lending… more
- KeyBank (Buffalo, NY)
- …responsibilities include managing activities through planning, development, and testing , documenting business requirements, creating actionable plans and milestones, ... related solutions comply with KeyBank's enterprise security, IT and operational standards, separation of duty protocols, and regulatory requirements.** **ESSENTIAL… more