- American Express (New York, NY)
- …from multiple legacy system and ensuring sufficient data attribute mapping. Collaborate with first line of defense (1LoD), risk stripes, and cross-functional ... and define your own path. Find your place in risk and analytics on #TeamAmex. The Operational Risk...and lead demonstrations of system capabilities and enhancements to senior management and regulators as required. Drive data quality… more
- TD Bank Group (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control, and Front Office Technology to ... York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135.000...risk . Depth & Scope: Works independently as the senior officer and may coach and educate others Individual… more
- Scotiabank (New York, NY)
- … Events, New Initiatives, and providing support and guidance to the first line to manage operational risks. The senior manager will collaborate closely with ... Scenario planning, and ongoing reporting and monitoring. The Operational Risk Senior Manager is accountable for management...and execute areas of improvement to strengthen the 2nd Line Operational Risk coverage. As the function… more
- Syntricate Technologies (New York, NY)
- …have Volcker Rule Office (VRO) FRTB Responsibilities: The Volcker Rule Office (VRO) is first line function that manages our ongoing firm-wide compliance with the ... Market Price Risk and Control Volcker Rule Office Consultant New...integrated solutions supporting global Volcker Rule compliance program, in line with regulatory expectations, and working closely with the… more
- Axis Capital (New York, NY)
- …regarding policy construction and drafting, reporting claim trends, data analysis, and risk assessments Maintaining documentation of key line of business ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...the selection process. Job Description AXIS is seeking a Senior Claims Specialist - Environmental Claims to join our… more
- American Express (New York, NY)
- …Minimum Qualifications: Bachelor's degree or equivalent 3+ years of experience in first or second line consumer and/or enterprise regulatory compliance, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- TD Bank Group (New York, NY)
- Work Location : New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $95,000 - $115,000 USD TD is committed to ... Operations team partners with the front office and other groups globally to mitigate risk and deliver world class service to our global client base. They provide… more
- Rabobank (New York, NY)
- …Title VP, Portfolio Management Job Description Client-facing role in a growing business line that is very active in Energy Transition. Role provides for great ... will be successful by diligently analyzing and assessing the risk drivers and mitigants in the transaction and financing...a key role for the success of the business line and bank overall. The role will be critical… more
- Goldman Sachs, Inc. (New York, NY)
- …clients, whilst adapting to the rapidly changing payment landscape. Our organization is the first line of defense for control and governance to protect both ... members developing skills and competencies around client service (client on-boarding, first line client support), cash management (including: payment controls,… more
- Santander Bank (New York, NY)
- …capital models and presenting the transactions to the relevant committees, where applicable. Performing first line of defense role for the bank across all risks: ... pricing, execution and management of transactions. Acting as advisor, consultant, and first point of contact for clients exploring methods to optimize their working… more
- PGIM (New York, NY)
- …of real estate equity, real estate debt, agriculture, and impact solutions across the risk -return spectrum. PGIM Real Estate is a business of PGIM, the global asset ... business of Prudential Financial, Inc. (NYSE: PRU). PGIM Real Estate's risk management approach, execution capabilities and industry insights are backed by… more
- Mizuho Corporate Bank (New York, NY)
- …works closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... risk profiles, policy updates and other key risk program information to Division senior management....environment changes to determine impact, identify and assess operational risk issues. + First Line … more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- Tradeweb (New York, NY)
- …Details** Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction ... periodic review schedule. + Prepare presentations and materials for senior stakeholders, risk committees, and internal governance...experience in operational risk , business controls, or first line risk management, ideally… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Director of Technology, Risk , and Governance, in the Global Digital Technology Organization....Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- Bank of America (New York, NY)
- Prime Brokerage Risk Sr . Manager New York, New...limit utilizations where relevant + Working closely with the first line Risk function and ... Prime Brokerage Risk Executive, the Prime Brokerage Risk Sr Manager establishes margin and ...trading or quantitative skills are necessary. + Providing second line risk oversight for business activities and… more
- American Express (New York, NY)
- …, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will partner ... Manager, US Consumer Services will:** + Assess and challenge first - line risk identification, assessment, and... trends and areas requiring attention + Contribute to risk reporting efforts, preparing materials for senior … more
- Tradeweb (New York, NY)
- …and support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...and analytically strong Vice President to join the Enterprise Risk Management (ERM) team in New York. This role… more
- Capital One (New York, NY)
- … Risk Management, Third Party Risk Management, Business Continuity) and the First Line Risk Offices. The role will also provide Subject Matter ... Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid)...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- Truist (New York, NY)
- …1st shift (United States of America) **Please review the following job description:** A first line of defense risk professional leading a team within ... serve as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations,...may change from time to time. 1. Engage in risk management activities with the line of… more
