- Towne Park (Plymouth Meeting, PA)
- …HR and finance, as well as the Company's health and welfare benefits broker to align benefits with talent strategies and ensure seamless execution and administration ... ensure competitive positioning of benefits offerings. Evaluates and negotiations vendor/ broker contracts and services for cost-effectiveness, efficiency, and compliance… more
- Vanguard (Malvern, PA)
- …high-impact legal agreements-from securities lending and repurchase transactions to broker /dealer trading and platform documentation. You'll partner with internal ... legal documents for securities lending, repurchase agreements, as well as broker /dealer trading and platform agreements and supporting documentation. + Advise… more
- USG Insurance Services, Inc. (Wayne, PA)
- Producer/ Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : $50,000 - $150,000 Offices : At USG, we empower our ... We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent...essential job duty. + 3 years of either wholesale broker /MGA or carrier experience, excess & surplus lines preferred… more
- Vanguard (Malvern, PA)
- …relationships with distributors, advisors, and other intermediaries in the Broker Dealer channel through predominantly electronic and telephone communication (75%) ... + Generates new relationships and broadens existing relationships in the Broker Dealer channel using a combination of electronic and in-person communication.… more
- Jimcor Agency Inc. (Blue Bell, PA)
- …This position is focused on generating opportunities, client relationships and brokerage placements of their area of coverage specialty. Creates relationships with ... existing and new brokerage carriers, to negotiate terms and pricing with a high sense of urgency. Interacts with Companies and Brokers via telephone, e-mail, in-person visits, networking and regular mail. Essential Duties and Responsibilities: + Develop client… more
- The Cigna Group (Conshohocken, PA)
- …the manager. Accountable to proactively manage, respond and address client and broker inquiries through service plans to facilitate results attainment for the client ... managing business relationships, delivery of moderately complex client and broker requests, using independent judgment and discretion, proactive service support… more
- AIG (Philadelphia, PA)
- …our clients and growing our business. Where you can make an impact: Client & Broker Engagement At AIG, we are reimagining the way we help clients manage risk through ... new business activity. The team serves major clients and broker partners through an elevated, personalized experience - our...Champion new and existing business initiatives working with the Broker Marketing Executive, Broker Marketing Leader, … more
- Vanguard (Malvern, PA)
- …growing and evolving service offerings, Vanguard seeks a highly skilled broker -dealer compliance professional to lead strategic compliance activities related to ... and wealth management businesses. Broad knowledge and experience with broker -dealer regulations is required, while familiarity with investment adviser, investment… more
- Vanguard (Malvern, PA)
- …and dynamic team that performs Treasury Functions consisting of moving and reconciling broker dealer cash activity. The VMC Treasury Liaison will perform the newly ... Protection Rule). VMC is a Vanguard legal entity which is a registered broker -dealer and provides brokerage services as a self-clearing broker -dealer under the… more
- Vanguard (Malvern, PA)
- Core Responsibilities: + Manages the liquidity of the broker -dealer entity through a robust daily forecasting process. Leverages data to make time-sensitive ... + Supports daily net capital computations and management reporting of broker -dealer liquidity drivers. + Supports internal and external audit processes with… more
- Vanguard (Malvern, PA)
- …ideal candidate will have expertise and knowledge in financial markets and broker -dealer products and services, along with brokerage and banking regulations and ... school + Minimum 4 years of related experience required + Knowledge of broker -dealer and banking regulations + Experience and comfort in dealing with ambiguity and… more
- Vanguard (Malvern, PA)
- …training and experience. Graduate degree preferred. + Deep expertise in broker -dealer supervision and relevant supervisory control regulations. + Strong knowledge of ... Broker Dealer compliance, front-line supervisory practices, and incentive compensation governance. + Demonstrated ability to lead large scale supervision and… more
- Vanguard (Malvern, PA)
- …leading Margin, Securities Lending, and Asset Servicing for Vanguard's retail broker -dealer. This role oversees the operational effectiveness, risk management, and ... client segments with brokerage domain expertise. This includes representing Vanguard's broker -dealer to regulators (eg, FINRA, OCC) and overseeing numerous vendor… more
- HUB International (Blue Bell, PA)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... Account Managers and other team members to effectively delegate work. + Utilize HUB's Broker Management System (BMS - EPIC) to manage client account data and follow… more
- HUB International (Blue Bell, PA)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... for retaining the client, acting as the de facto technical expert and broker -consultant. In some instances no Sales Executive will be assigned and the BC… more
- TD Bank (Exton, PA)
- …+ Series 7 and 24 **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May ... (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to _investigate_ the… more
- Vanguard (Malvern, PA)
- …distribution models for investment products and services, including broker -dealer and RIA aggregator relationships, platform access, omnibus arrangements, ... and related compensation structures is a plus. Special Factors Sponsorship Vanguard is not offering visa sponsorship for this position. About Vanguard At Vanguard, we don't just have a mission-we're on a mission. To work for the long-term financial wellbeing… more
- Vanguard (Malvern, PA)
- …interpretative advice under the Securities Act of 1933 and 1934, FINRA broker -dealer regulation, ERISA, and the Investment Company Act of 1940. + Commercial ... mindset and strong negotiation skills required. Special Factors Sponsorship Vanguard is not offering visa sponsorship for this position. About Vanguard At Vanguard, we don't just have a mission-we're on a mission. To work for the long-term financial wellbeing… more
- Vanguard (Malvern, PA)
- …years law firm experience or in-house corporate experience in a bank, broker /dealer or investment firm. + Knowledge and experience in derivatives, securities ... lending, repurchase transactions, and/or custody (legal documentation and global regulatory framework), including ISDAs, CSAs, MSFTAs, Futures and Option Agreements, Prime Brokerage Agreements, MRAs, GMRAs, MSLAs, GMSLAs, Agent Lending Agreements, and/or ACAs.… more
- Vanguard (Malvern, PA)
- …+ Functional knowledge of the intermediary wealth market (eg, RIA, Broker -Dealer channels). + Experience delivering technology solutions across the front-to-back ... asset and wealth management value chain. + Skilled in managing both vendor and proprietary platforms with a focus on strategic flexibility and risk mitigation. + Exceptional communication, collaboration, and stakeholder engagement skills. + Expertise in Agile,… more
