- Vanguard (Wayne, PA)
- …the portfolio management process. + Develops and maintains a broad knowledge of the post - trade compliance industry. Stays ahead of the current market, ... leadership and appropriate stakeholders. + Analyzes portfolio holdings and trade data and identifies global substantial shareholder disclosures and...regulatory and industry news. Serves as a specialist on compliance -related matters. Acts as a… more
- Xylem (Bridgeport, NJ)
- … compliance with all applicable laws and regulations. + Provide training on trade compliance to other departments in the business units. + Support Restricted ... for any documentation or classification issues. + Conduct monthly Post Entry Audits and audits of export transactions. +...EEI filings. + Other responsibilities as assigned by the Trade Compliance Manager. **Skills and Qualifying Experience:**… more