- Vanguard (Malvern, PA)
- …team at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), ... of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI's… more
- Vanguard (Malvern, PA)
- …stronger, risk-informed decisions. Vanguard Global Risk & Security (GR&S) is seeking a Senior Risk Advisor to support Vanguard 's Financial Advisor ... seeking a strategic and technically adept Digital and Analytics Senior Risk Advisor to lead and support...senior leadership + Maintain an in-depth understanding of Vanguard , the FAS business, and its digital strategy. Independently… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll help ensure our advisory services and ... our clients. What You'll Do- + Design & Enhance Compliance Programs: Develop and refine compliance processes...Advisor to the Business: Provide proactive guidance to senior leaders, advisory teams, and marketing on regulated activities… more
- Vanguard (Malvern, PA)
- …deliver solutions. + This job requires regulatory licenses and registrations as determined by Vanguard 's compliance team. + FINRA 7, 63 and 24 required. Special ... At Vanguard , we are reimagining how we engage with...office, custodians and platforms that serve them. As the Senior Manager, Head of Operation Client Relationships for our… more
- Vanguard (Malvern, PA)
- We are seeking a strategic and experienced Senior Risk Advisor within the Financial Advisor Services division to support the Sales and Distribution Strategy ... a strong focus on transformation initiatives. This role will serve as a trusted advisor to senior leadership, helping to identify, assess, and mitigate risks… more
- Vanguard (Malvern, PA)
- …multi-faceted business. In support of our innovative and highly regulated business lines, Vanguard 's Compliance Department encounters a wide range of complex and ... compelling issues while providing exceptional, high-value business partnership and compliance support. In addition, Vanguard is an employer of choice that… more
- Vanguard (Malvern, PA)
- …program maturity, enhancing program operational efficiency, and serving as a cross-functional advisor for business, risk and security are some of the key ... program is part of the larger Secure Business Enablement team in Vanguard 's security organization. Secure Business Enablement (SBE) supports Vanguard through… more
- Vanguard (Malvern, PA)
- …competitive analysis. Manage risk and ensure compliance in partnership with senior leaders and other Vanguard crew. + Participate in special projects ... and future. Click here to learn more about unlimITed: https://corporate. vanguard .com/content/corporatesite/us/en/corp/articles/vanguards-tech-conference-powered-by-client-voice.html Responsibilities: + Consult with senior staff… more
- Vanguard (Chesterbrook, PA)
- …the GTAS Department Head and serves as a trusted advisor to senior technology leaders, helping to strengthen Vanguard 's global control environment through ... Vanguard 's Internal Audit and SOX department is hiring...changes, and best practices. + Contribute to reporting for senior management, audit committees, regulators, and external auditors. +… more
- Vanguard (Malvern, PA)
- …the Sales Channel Marketing Team to design and deliver sales collateral, advisor toolkits, product guides, presentations, and training that enable the sales force ... to broaden product awareness, drive engagement, and measure results. - Compliance & Regulatory Alignment-Ensure all marketing materials and campaigns adhere to… more