- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- Robert Half Management Resources (Dallas, TX)
- Description We are looking for an experienced Internal Audit Manager to lead and develop the internal audit function for a dynamic clearing broker ... operational effectiveness. Requirements * 10-15 years of experience in internal audit , compliance, or broker -dealer operations. * Extensive knowledge… more
- Charles Schwab (Westlake, TX)
- …and timely settlement of large cash and securities transactions. + Lead ongoing internal audit reviews and update procedures. + Support ad-hoc projects involving ... be in the office 4 days a week. The ** Manager of Treasury Settlement Services** (TSS) is primarily responsible... internal and external stakeholders. + Engage and help lead… more
- Teledyne (Dallas, TX)
- …on a team that wins. **Job Description** Summary The Trade Compliance Manager responsible for oversight of the import/export compliance program for Teledyne Cable ... Country of Origin, and preferential trade program determinations + Work with internal and external customers, to ensure compliance. + Develop and maintain trade… more
- GE Aerospace (Fort Worth, TX)
- …filed accurately and on-time + Support global teams with control development and audit strategy + Evaluate existing internal controls and lead implementation of ... Evendale. **Job Description** **Roles and Responsibilities** + Lead global customs audit programs, publish results, and ensure corrective actions are properly… more
- HUB International (Dallas, TX)
- **Job Title:** Compliance Manager - Qualified Retirement Plans, 401(k) & 403(b) **Location:** Remote **Department:** ERISA Compliance Services **Reports To:** VP, ... ERISA Services **About Us:** HUB is a global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and health,… more
- Robert Half Finance & Accounting (Dallas, TX)
- …filings. * Coordinate annual audit preparation with the related Broker /Dealer's independent auditor. * Develop and maintain internal controls consistent ... The ideal candidate will bring a strong background in audit , financial reporting, and compliance, with a proven ability...for the monthly net capital computation of the related Broker /Dealer, and the quarterly preparation of information needed for… more
- Expeditors (Grapevine, TX)
- …+ Monitor customs rejections. Report results to the US and Canada Customs Compliance Manager in the annual Self- Audit . Derive training topics from results. + ... valid POA and Importer Questionnaire into the POA Tool. Internal Reviews and Monitoring + Conduct daily reviews via...Conduct 361 reviews + Assist District Compliance Manager with ensuring all monitoring reports are reviewed timely.… more
- Zurich NA (Dallas, TX)
- …industry events. + Active collaboration, coordination, and communication with key internal key stakeholders, including, but not limited to: Technical Underwriting, ... Risk Engineering, Claims and Premium Audit . This Head of Construction Professional Liability Underwriting leadership...The final level will be determined by the hiring manager based on the selected candidate's experience and qualifications… more