- Emerson (St. Louis, MO)
- …preparation of materials for the overall operation of the Board of Directors and company securities filings, as directed by the VP Governance & Securities ... Will Be:** + Develops and promotes the critical initiatives of the Governance & Securities group, in collaboration with the VP Governance & … more
- Edward Jones (St. Louis, MO)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... using ticketing systems (eg, Jira) + Primary Skills: Saviynt, Saviynt Security Manager Candidates that live within in a commutable distance from our Tempe,… more
- Wells Fargo (St. Louis, MO)
- …as needed. + Complete other duties as assigned by the Supervision Manager **Required Qualifications:** + 6+ months of Supervisory Control, Risk Management ... offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required. +… more