- Insight Global (New York, NY)
- Job Description A large financial client is looking for a Brokerage Account Operations analyst to join the team. The role is responsible for opening ... accounts for all Brokerage , FX, and RIA accounts. The person will be...and accurate manner. Primary responsibilities: - Receive and log client/ account opening instructions and confirm receipt back to sender.… more
- Raymond James Financial, Inc. (New York, NY)
- …the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role ... with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account ...Report (LOPR), etc.) + Collaborates with other business units ( Brokerage Operations , Trading, Compliance, IT, and Legal)… more