- Amerant Bank (Miramar, FL)
- …sheet structure, based on the market risk appetite of the Board.Propose market risk methodologies and guidelines to quantify and control market risk ... with current rules, regulations and internal policies relating to Market Risk , Asset Liability Management, and Investment Compliance .Ensure preventive measures… more
- Amerantbank (Miramar, FL)
- …sheet structure, based on the market risk appetite of the Board.Propose market risk methodologies and guidelines to quantify and control market risk ... unit to ensure that the information used follows the compliance , access management, and control policies and...experience and education in equivalent areas such as economics, finance , or risk , is acceptable. Experience in… more
- Amerantbank (Coral Gables, FL)
- …Knowledge:Strong knowledge of the Bank Secrecy Act and OFAC regulations and compliance controls . Knowledge of banking financial principles, products and process ... the bank in order to mitigate regulatory and reputational risk and reduce exposure to civil and criminal liability...Experience Requirements:5 + years as an officer in a BSA/ Compliance or Internal Control position in the… more
- Amerantbank (Miramar, FL)
- …II is responsible for monitoring the organizations internal policies, procedures, and controls to assure compliance with anti-money laundering regulations and ... reviews conducted and the ultimate disposition of the review. Perform quality control reviews of work and documentation. Provide timely feedback and assistance to… more
- Amerant Bank (Miramar, FL)
- …and keep updated KYC/KYA's and prepares annual certifications of high risk accounts.Adheres to compliance policies and procedures.Completes assigned training ... service. Responsible of meeting KYC/KYA AML and other regulatory compliance standards. Ensures documentation is up to date and complete.Responsibilities:Provides… more
- Amerant Bank (Tampa, FL)
- …(purchased and sold), insured receivables financing, EX-IM and other foreign risk mitigation, owner occupied real estate loans. complex commercial loans of ... or denial of credit requests.Review depository activity of clients to insure compliance with BSA.Ensure preventive measures are carried out to fully comply with… more
- Citigroup (Tampa, FL)
- …a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by the first and second line of defense. ... effectiveness of key controls designed to address compliance risk ; reporting and escalating control...programs within an assigned region in accordance with the Finance Risk Plan. + Leading the execution… more
- Citigroup (Fort Lauderdale, FL)
- …, cyber risk for example. + Works with colleagues in other areas of Risk Management, Finance , Compliance / Control , and the Businesses to assure ... The Business Risk and Control Sr Officer manages...controls to mitigate risks as required by the Control Standards, including implementation and operation, conducting the … more
- Citigroup (Tampa, FL)
- …framework and guidance by partnering with key stakeholders from the Businesses, Middle office, Finance , Risk , etc. + Assess compliance of Booking related ... build a network across senior Citi stakeholders including Businesses, Finance , and Risk The role requires: +...requires: + Experience in process design and improvement + Risk and control mindset + Ability to… more
- Citigroup (Tampa, FL)
- …+ Accountable for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control ... of identifying non-adherence and continuous improvement opportunities. The Business Risk and Controls Senior Office will join...and Controls team to manage governance and controls ; issue management closure, ensure compliance with… more
- Citigroup (Tampa, FL)
- … controls , and emerging risks. + Works with colleagues in other areas of Risk Management, Finance , Compliance / Control and the Businesses to assure ... governance oversight for Citi. **About the Role** The Payment Controls Operational Risk Sr Group Mgr manages...that pose excessive risk (s). + Provides Operational Risk oversight to assure policy and regulatory compliance… more
- Citigroup (Tampa, FL)
- …and private equity investments, and ensures compliance with all risk -related regulatory requirements. The Finance CRO Chief Administrative Office (CAO) ... The Finance Chief Risk Office (CRO) team...control , issuance communication, training, implementation, change management process controls , maintenance, monitoring and reporting adherence to Finance… more
- Citigroup (Miami, FL)
- …to cover Costa Rica and Dominican Republic legal entities. The role requires strong treasury risk management performed by Finance Risk (FinCRO) and will have ... Risk Management system, including establishing data standards and controls as well as coordinating and performing ongoing projects...close communication with the Treasury team. + Finance Risk Management is responsible for providing… more
- Citigroup (Tampa, FL)
- …Issue Management Policy and Control Inventory. + Assist management in exercising control over Operational and Compliance Risk in accordance with ... Business Control Manager - Finance Operational Risk Vice President C-13...conform to enterprise requirements and support sound operational and compliance risk management. + Actively deal with… more
- Citigroup (Tampa, FL)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... the first line of defense for Quality Assurance and Control for Finance owned Issues and CAPs,...and oversees the application of firmwide policies and procedures, control standards, operational risk policies, technology and… more
- Citigroup (Tampa, FL)
- … Controls Capabilities. Initially, this role will report to the Global Functions Control Testing Head until the Technology Controls Testing Head joins. This ... of work within the team/project. **Responsibilities:** + Supports the Controls Testing Utility by assessing control design,...managers at Director or Managing Director levels. + Represents control testing in Operational Risk Forums (ORF)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Primary job responsibilities include reviewing the design of SOX and other internal controls , conducting risk assessments, and working with both internal and ... remediation * Prepares SOX documentation including process flows, narratives, risk assessments and risk and controls...business units and IT on topics such as SOX compliance , IT automated controls , IT general … more
- USAA (Tampa, FL)
- …team members. + Builds, develops, and maintains relationships with the business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate ... what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid… more
- USAA (Tampa, FL)
- …what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid ... align with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports… more
- Robert Half Technology (Miami, FL)
- … activities + Ensure compliance with the IT frameworks by helping IT control owners implement and validate controls for the processes of access management, ... Manage annual IT testing for internal and external audits, risk assessments, and regulatory, legal, and policy compliance...management, change management, and vendor management + Work with control owners to ensure controls are actively… more
