- Capital One (Plano, TX)
- Senior Risk Manager - AML Investigation Process Governance **As a Senior Manager in Capital One's Anti-Money Laundering ( AML ) Program you'll ... AML process documentation while continuously monitoring and analyzing AML 's internal processes to identify potential risk ,...worked. New Orleans, LA: $155,300 - $177,200 for Sr. Risk Manager Plano, TX: $155,300 - $177,200… more
- Capital One (Plano, TX)
- Sr Manager , AML Risk Assessment Anti-Money Laundering ( AML ) is a key risk function within Capital One's Compliance & Ethics (C&E). In this role, you ... understand implications of potential recommendations and determine next steps. Senior Risk Managers at Capital One are...+ Interface with regulators and audit partners, representing the AML Risk Assessment function. + Engage in… more
- Scotiabank (Dallas, TX)
- Manager , US AML Audit **Requisition ID:** 241467 **Salary Range:** 76,600.00 - 142,300.00 _Please note that the Salary Range shown is a guideline only. Salary ... risk -related information to Officer-in-Charge or Audit Principal and senior management. + Maintain stakeholder relationships to successfully carry out audit… more
- Bank of America (Plano, TX)
- …5 years' experience in financial products & services + 1 year experience with AML , Risk , or Compliance experience and/or knowledge of financial crimes typologies ... GFC Investigator (Brokerage - AML /Fraud) Phoenix, Arizona;Pennington, New Jersey; Plano, Texas; Dallas,...and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to… more
- Bank of America (Dallas, TX)
- GFC Investigator - Commercial ( AML /Fraud) Charlotte, North Carolina;Jersey City, New Jersey; Pennington, New Jersey; Dallas, Texas; Chicago, Illinois **To proceed ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GFC-Investigator Commercial-- AML -Fraud-\_25035336) **Job Description:** At Bank of America, we are… more
- Scotiabank (Dallas, TX)
- Senior Manager , Enterprise Risk **Requisition ID:** 239833 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a guideline ... together to drive ambition for every future! **Purpose** The Senior Manager , Risk Reporting, will...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Champion a… more
- Scotiabank (Dallas, TX)
- Senior Manager , Regulatory and Business Initiatives Group **Requisition ID:** 236169 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and… more
- Scotiabank (Dallas, TX)
- Senior Manager , USCM Operations **Requisition ID:** 241723 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range shown is a guideline ... committed to results, in an inclusive and high-performing culture. ** Senior Manager , US Cash Management Operations -...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Builds a… more
- Scotiabank (Dallas, TX)
- Senior Manager , Sustainment & Control **Requisition ID:** 241724 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. ** Senior Manager , Sustainment & Control - Dallas,...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Builds a… more
- Bank of America (Dallas, TX)
- …requests and inquiries + Participate in Regulatory Meetings and Exams to provide Risk Manager perspective on critical issues + Participates in industry forums ... risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Financial Crimes senior leadership… more
- Bank of America (Dallas, TX)
- …challenges of business-related processes; + Participate in Audits and Exams to provide Risk Manager perspective on critical issues; + Escalate FC compliance and ... (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements.The Global Financial Crime ("GFC") Manager … more
- Capital One (Plano, TX)
- …major components of business units and lead small to medium size BSA / AML , Sanctions, and Fraud Compliance audits. Perform risk assessments of business ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit...Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that… more
- Scotiabank (Dallas, TX)
- …governing regulations, internal policies and procedures. The US Accounting Policies and Procedures Manager reports to the Senior Manager , US Accounting ... Manager , US Accounting Policies and Procedures **Requisition ID:**...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF… more
- Bank of America (Dallas, TX)
- Senior Auditor Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Providence, Rhode Island **To proceed with your application, you must be at least 18 years ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Auditor\_25038988-1) **Job Description:** At Bank of America, we are… more
- Robert Half (Dallas, TX)
- …including with senior executives. + Ability to translate and communicate risk topics and audit issues to client personnel, including executives. + Leadership and ... Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The… more
- Synchrony (Dallas, TX)
- …within the academic, regulatory, and financial services landscapes to elevate model risk management practices. Strong domain knowledge in AML , Finance & ... **Role Summary/Purpose:** The VP, Model Validation is within Synchrony Model Risk Management function and responsible for leading a model validation team… more
- Bank of America (Plano, TX)
- …experience + 3 years' experience with 1 year of relevant experience with, AML , Risk , or Compliance experience and/or knowledge of financial crimes typologies ... An Investigator may be asked to partner with GFC Risk Management, front line units or other stakeholders to...law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance… more