- Truist (Weston, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Coral Gables, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- HSBC (Miami, FL)
- …provides trade execution and account support services to the WPB Premier client base, including advisor-led and Self-Directed via phone and email. The Specialist ... and international securities orders and providing high quality information and brokerage account maintenance services to clients, internal and external, and in… more
- TD Bank (Coral Gables, FL)
- …in the regulatory oversight for TD Private Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth ... degree or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required +...and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for… more