- Raymond James Financial, Inc. (Denver, CO)
- **Job Description** **Job Summary:** Raymond James is hiring a Supervision Advisor to review and analyze various communication reviews and content to ensure ... recommendations based on research and analysis conducted by the Supervision Advisor . * Maintain frequent contact and...and firm policies and procedures. * Researches compliance & supervision issues with respect to advertising material.… more
- Raymond James Financial, Inc. (Denver, CO)
- …managers/FAs and works together with them to address these concerns * Conducts advertising reviews of Financial Advisor and certain home office associates' ... with outside regulatory requirements and internal policies. Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized… more