- Figure Lending (Charlotte, NC)
- …accurate and up-to-date status in the LOS. Respond to internal QC or audit findings post-close. Deliver exceptional service to broker partners with regular status ... loan structuring. Prior experience as a Third Party Account Manager , Processor, or Coordinator highly valued. Clear, confident communication...will not sponsor work visas for this position. In compliance with federal law, all persons hired will be… more
- Capital One (Charlotte, NC)
- Audit Manager : Compliance ( Hybrid ) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...In this role as a member of the Corporate Compliance Audit Team, the candidate will have… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance ( Hybrid ) Capital One's Audit function is a dedicated group of professionals focused on delivering ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- TD Bank (Charlotte, NC)
- …industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key Responsibilities: + Draft an… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Quantitative Senior Audit Project Manager (QSAPM) position within Corporate Audit Services ... is primarily responsible for performing model risk related audit engagements with minimal supervision from managers. The QSAPM is expected to perform audit … more
- Grant Thornton (Charlotte, NC)
- As an IT Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by helping them understand their business risks and assist ... in both proactive and responsive contexts for the Risk, Compliance & Controls Practice - all with the resources,...and report on risk management, internal control and internal audit engagements that develop, assess, or improve the design… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits ( Hybrid ) Capital One's Audit function is a dedicated group of professionals ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist… more
- XPO, Inc. (Charlotte, NC)
- Manager , Weight and Inspections - Hybrid Requisition Id: 383348 Business Unit: LTL Location: CHARLOTTE, NC, US, 28269 **What you'll need to succeed as a ... Manager of Weight and Inspections at XPO** Minimum qualifications:...Bachelor's degree + 4-7 years of experience in freight audit , logistics, or transportation + 2+ years of supervisory… more
- CDM Smith (Rock Hill, SC)
- …manage all aspects of the software lifecycle, including sourcing, procurement, planning, budgeting, compliance , and auditing. In this role, you'll play a key part in ... Maintain and update IT asset management databases, procurement tools, and compliance systems to ensure accurate, real-time visibility. * Forecast and optimize… more
- American Express (Charlotte, NC)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... policy interpretation, regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to… more
- TD Bank (Charlotte, NC)
- …7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide...US bank regulations** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory… more
- TD Bank (Charlotte, NC)
- …functions are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance will supervise and/or execute these ... on availability and individual circumstances._ **Job Description Summary:** The Senior Manager , Compliance Testing oversees and develops team(s) of specialists… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company ... across various lines of business, banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas,… more
- American Express (Charlotte, NC)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... policy interpretation, regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective ... Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of the Global Regulatory… more
- Staff Management | SMX (Charlotte, NC)
- The Recruiting Manager will be responsible for the sourcing, screening, scheduling, interviewing, assessing, and hiring of all lease employees while ensuring the ... hires + Conduct semi-annual reviews of Driver Qualification files to ensure compliance + Actively involved with the hiring, supervision, discipline, and termination… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Compliance /Regulatory Risk Manager will support the oversight and governance of prepaid ... compliance posture. Partners with leaders in their assigned Line of Business, Risk/ Compliance / Audit (RCA) Consultants, and other RCA Managers to, depending on… more
- Compass Group, North America (Charlotte, NC)
- …This position will partner closely with Technical Accounting, Financial Reporting& Compliance , other Corporate departments, and Sector Finance. This role reports ... to the Manager of Financial Accounting. **Responsibilities:** . Lead post acquisition...reconciliations are timely and accurate . Assist in annual audit by providing requested reports and schedules . Provide… more
- American Express (Charlotte, NC)
- …with the relevant stakeholders, including but not limited to: Internal Audit , Independent Compliance Testing team, General Counsel's Organization, Operational ... of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily responsible for oversight of the GCS Marketing… more
