- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** As a dedicated ** Audit Manager ,** you will lead and execute complex regulatory issue validation ... applicable laws and internal standards. The Audit Manager integrates an understanding of consumer banking regulatory...Default Servicing lines of business, Financial Service Fraud or Regulatory Issue Validation + Consumer Regulatory… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, and other RCA Managers to, depending on the ... May influence policies and procedures to maximize profit potential and minimize regulatory exposure. Accountable for an effective partnership between the Line of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is ... Audit staff. Wells Fargo is seeking an Audit Manager , Vice President on the Payment...knowledge and understanding of the financial, operational, technical, and regulatory environment across multiple businesses or develop excellent subject… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Vice President, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is ... Vice President. Wells Fargo is seeking a Data Analytics Audit Manager , VP as part of our...+ Experience leading and providing feedback to staff on audit projects or engagements + Experience with Issue… more
- Truist (Charlotte, NC)
- …experience 3. Experience in enterprise issue management, working with technology, risk, regulatory and audit partners to help plan, execute and report on and ... Manage projects throughout the project lifecycle. Evaluate progress and quality, manage issue resolution process and take corrective action, as necessary. 5. Ensure… more
- NTT DATA North America (Charlotte, NC)
- …to improve the control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit experience + Good ... as well professional standards set forth by industry and regulatory institutions. Responsibilities include but are not limited to:...Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management + Risk… more
- Truist (Charlotte, NC)
- …enhance achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop ... for assisting in the completion and documentation of risk based internal audit assurance activities that may include complex assignments. The Truist Senior Internal… more
- Bank of America (Charlotte, NC)
- GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte, North Carolina;Plano, Texas **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GT-Risk-and- Regulatory -Portfolio-Executive Business-Control-Executive\_25025410-2) **Job Description:** At Bank of America, we… more
- City National Bank (Charlotte, NC)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent… more
- City National Bank (Rock Hill, SC)
- …ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I* WHAT IS THE OPPORTUNITY? Operational Risk...and emerging exposures, Operational Risk Events (ORE) reporting, and issue resolution. * Review and challenge of controls implemented.… more
- Truist (Charlotte, NC)
- …with a strong understanding of formal risk management processes to include Regulatory engagements, Issue Management, and the development of key controls ... the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of...change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root… more
- Truist (Charlotte, NC)
- …and leads and directs teammates carrying out these activities. Accountable for successful audit and regulatory engagement and issue management related to ... **Please review the following job description:** The Enterprise Resilience Senior Risk Manager is a second line of defense subject matter expert responsible for… more
- Wells Fargo (Charlotte, NC)
- …Apply today. **About this role:** Wells Fargo is seeking a Business Execution Manager that will lead a team responsible for helping the Information Management ... evidence, and track activities associated with daily RCSA initiatives. This manager position will lead 12-13 direct reports performing multiple functions in… more
- Citigroup (Charlotte, NC)
- …with established standards, provides risk mitigation recommendations. + Collaborates on audit , compliance, and regulatory findings, drives remediation efforts, ... policies and procedures. + Background in collaborating with business partners on Audit , Compliance, and Regulatory findings and remediation efforts. +… more
- Truist (Charlotte, NC)
- …issues management and remediation execution in alignment with the Enterprise Issue Management (EIM) Program as applicable. 6. Leads, supports and facilitates ... areas for all significant data processes and initiatives prior to moving to Audit for validation. 9. Provides risk advisory to strengthen data risk controls when… more
- Bank of America (Charlotte, NC)
- …impacts in the client selection and product expansion processes + Participating in Regulatory Meetings and Exams to provide Risk Manager perspective on critical ... issues and engaging directly with Audit to provide advice and guidance on FLU Audits...Regulatory Compliance + Strategy Planning and Development + Issue Management + Policies, Procedures, and Guidelines Management +… more
- US Bank (Charlotte, NC)
- … Audit ) competencies. - Understanding of SOX controls and regulatory framework. - Applicable risk management training/certification(s). - Proficient computer ... monthly Business line Ops loss certification and eGRC Archer Issue follow-up. This position will serve as a functional...risk and reports to the CBB Risk & Control Manager . RESPONSIBILITIES - Collaborate with staff at multiple levels… more
- City National Bank (Charlotte, NC)
- … Manager , this colleague is responsible for carrying out regulatory /compliance issuance monitoring, risk assessments, and internal controls testing ensuring that ... Role: ◦ Support Financial Crimes Compliance Program Governance, including Training, Issue Management, and Reporting. ◦ Support procedural development and maintenance… more
- Bank of America (Charlotte, NC)
- …underwriters, document preparation groups, client facing personnel, risk management, compliance, regulatory and audit partners, and other functions that support ... Decision Making + Issue Management + Legal Drafting and Writing + Regulatory Compliance + Attention to Detail + Collaboration + Executive Presence + Legal… more