- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Regions Bank (Charlotte, NC)
- …of the system. **Job Description:** At Regions, the Mortgage Quality Assurance Function Manager leads a team of analysts that are responsible for identifying, ... to maximize operational efficiency and quality, and ensure adherence to compliance standards, in partnership with various geography and support unit… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... a mission to build a more resilient and scalable compliance risk management function . As part of...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …of the Compliance COE and will provide key support to the Head of Business Compliance in the oversight of the first line's implementation of the ... for own work + Integrates knowledge of the enterprise function 's or business segment's overarching strategy in...a SME and participates in knowledge transfer within the team/ business unit + Keeps current on emerging… more
- TD Bank (Charlotte, NC)
- …of expertise in own area and participates in knowledge transfer within the team and business unit + Grows team expertise to align with Compliance /enterprise ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...a mission to build a more resilient and scalable compliance risk management function . As part of… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions.… more
- Citigroup (Charlotte, NC)
- …execute a robust Audit Plan, including validation of regulatory issues for the Compliance function . **Responsibilities:** + Manage a team of Internal Audit ... a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with the Audit team. The overall… more
- Truist (Charlotte, NC)
- …and fourth party oversight for assigned vendors with the understanding of the business unit 's sourcing strategy. Coordinate and work with Division aligned ... Function (TPROF), and Supplier Service Management (SSM). Manage relationship within the business unit and with the vendor to improve risk, cost, quality, and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... staff within the group. + Review strategic approaches and effectiveness of support function and business performance. **Required Qualifications:** + 5+ years of … more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... of risk management, business controls, quality assurance, business operations, compliance , or process experience, or..., fraud, risk management, auditing, or a related job function + Ability to take initiative and work independently… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. **Applicants ... efficiencies as appropriate + Review strategic approaches and effectiveness of support function and business performance + Perform assessments through fact… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... exercise independent judgment while developing the knowledge to understand function , policies, procedures, and compliance requirements **Required… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... staff within the group. + Review strategic approaches and effectiveness of support function and business performance. **Required Qualifications:** + 5+ years of … more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. **Applicants ... Exercise independent judgment while developing the knowledge to understand function , policies, procedures, and compliance requirements **Required… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Exercise independent judgment while developing the knowledge to understand function , policies, procedures, and compliance requirements **Required… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... to develop, implement, and monitor strategic approaches, effectiveness of support function , and business performance improvement opportunities for managing risks… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... partners of actively serving military personnel and is seeking a Technology Business Systems Consultant. The Homefront Heroes Hiring (HHH) Program is designed to… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... **About this role:** Wells Fargo is seeking a Business Services Lead (BSL) to provide strategic operational...strategic counselor to executive leadership and their team. + Function as an operational linchpin and strategic facilitator fundamental… more
- TD Bank (Charlotte, NC)
- …area of expertise and participate in knowledge transfer within the team, and business unit , and/or cross-functional groups or committees (eg, Data Councils) + ... data and information is retained and disposed in compliance with enterprise data standards, policies and guidelines +...workforce + Acts as a brand ambassador for your business area/ function and the bank, both internally… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. **Applicants ... efficiencies as appropriate + Review strategic approaches and effectiveness of support function and business performance + Perform assessments through fact… more