- TD Bank (Charlotte, NC)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking...and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance … more
- Bank of America (Charlotte, NC)
- … monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Compliance & Operational Risk Manager -... Compliance & Operational Risk Manager - Americas Control Room Manager ...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- City National Bank (Charlotte, NC)
- …1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified ... data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, identify potential compliance … more
- American Express (Charlotte, NC)
- …role?** American Express is seeking a dynamic and detail-oriented Technology and/or Cybersecurity Compliance Manager to join the First Line of Defense (1LOD) ... Compliance Function. This position will contribute to overseeing regulatory change management for Enterprise Technology Services, ensuring that day-to-day… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and… more
- Xylem (Charlotte, NC)
- …through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade Strategy** Develop ... and execute global customs and trade compliance strategies aligned with corporate goals, regulatory ...trade compliance strategies aligned with corporate goals, regulatory requirements, and duty optimization opportunities. + ** Regulatory… more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to ... **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first,...support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT...to help ensure that policies and procedures are in compliance with legal and regulatory requirements and ... THE OPPORTUNITY? Responsible for monitoring, analyzing, and escalating matters of regulatory or legal initiatives, requirements, issues or concerns related to BSA,… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
- USAA (Charlotte, NC)
- …regulations, and regulatory expectations. + Ability to apply knowledge of regulatory compliance to consult and provide insight and guidance. + Knowledge ... special and impactful. **The Opportunity** We are seeking a Compliance Risk Manager Senior with expertise in...processes. This role ensures that our operations align with regulatory requirements by implementing a robust compliance … more
- Capital One (Charlotte, NC)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- KeyBank (Charlotte, NC)
- …to Key. **REQUIRED QUALIFICATIONS** + Bachelor's Degree required; Juris Doctorate or Certified Regulatory Compliance Manager (CRCM) preferred. + Minimum 5 ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of...defense verification activities. + Assist with internal and external regulatory compliance exams/audits. + Develop relationships of… more
- Xylem (Charlotte, NC)
- …customer expectations through innovative and sustainable solutions. Job Summary: The Trade Compliance Manager leads Xylem's regional trade compliance ... and customs regulations. This role manages a team of three trade compliance specialists and partners closely with internal stakeholders, customs brokers, and… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling ... of its digital assets business. Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner - driving strategic planning,… more
- Siemens Energy (Charlotte, NC)
- …regulations and internal requirements in an optimal and efficient manner. US Customs Regulatory & Advisory Manager provides regulatory guidance and risk ... support to business areas and internal customers and ensure compliance pursuant to Customs Regulations and ICP for import,...supervises, mentors, develops, and assists the SE US Customs regulatory & advisory team members in the day-to-day tasks.… more
- Dentsply Sirona (Charlotte, NC)
- …an internal champion for initiatives aimed at improving business systems and compliance . Key Responsibilities: + Develops and implements regulatory strategies to ... support to cross-functional teams throughout the product lifecycle. Reviews and interprets regulatory requirements and guidance documents to ensure compliance . +… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Data & Automation Manager position is a highly visible and impactful position working on Huntington's regulatory ... segments to drive the end-to-end automation of the required regulatory filings in compliance with the standards and guidance from the appropriate institution… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's ... will be to prepare, complete, review and submit required regulatory filings in compliance with the standards and guidance from the appropriate institution… more
- Coinbase (Charlotte, NC)
- …Compliance team supports the Institutional Product Group to develop effective compliance programs to meet Coinbase's regulatory obligations across the ... Markets ("CCM" a FINRA member broker-dealer) in meeting its regulatory obligations to assist the Product team in developing...you'll be doing (ie. job duties):* * Providing senior compliance oversight to all aspects of CCM, including trading,… more